Chief Compliance Officer

0001606587-22-001978.txt : 20221025 0001606587-22-001978.hdr.sgml : 20221025 20221025092645 ACCESSION NUMBER: 0001606587-22-001978 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221025 DATE AS OF CHANGE: 20221025 EFFECTIVENESS DATE: 20221025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 221327369 BUSINESS ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001375664 XXXXXXXX 09-30-2022 09-30-2022 false Round Table Services, LLC

241 North Avenue West, Suite 300 Westfield NJ 07090

13F HOLDINGS REPORT 028-12173 N Bruce Hyde Chief Compliance Officer 908-789-7310 Bruce Hyde Westfield NJ 10-20-2022 0 159 508259 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 180 DEGREE CAP CORP COM NEW 68235B208 225 40934 SH SOLE NONE 0 0 40934 3M CO COM 88579Y101 237 2148 SH SOLE NONE 0 0 2148 ABBVIE INC COM 00287Y109 215 1599 SH SOLE NONE 0 0 1599 ABRDN ETFS BBRG ALL COMD K1 003261104 3204 124059 SH SOLE NONE 0 0 124059 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 602 2341 SH SOLE NONE 0 0 2341 ALPHABET INC CAP STK CL A 02079K305 436 4560 SH SOLE NONE 0 0 4560 ALPHABET INC CAP STK CL C 02079K107 743 7725 SH SOLE NONE 0 0 7725 AMAZON COM INC COM 023135106 2744 24280 SH SOLE NONE 0 0 24280 AMGEN INC COM 031162100 264 1171 SH SOLE NONE 0 0 1171 APPLE INC COM 037833100 16264 117681 SH SOLE NONE 0 0 117681 ATAI LIFE SCIENCES NV SHS N0731H103 2330 704000 SH SOLE NONE 0 0 704000 AUTOMATIC DATA PROCESSING IN COM 053015103 289 1274 SH SOLE NONE 0 0 1274 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2881 10788 SH SOLE NONE 0 0 10788 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5241 19627 SH SOLE NONE 0 0 19627 BK OF AMERICA CORP COM 060505104 331 10974 SH SOLE NONE 0 0 10974 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 234 10027 SH SOLE NONE 0 0 10027 BOEING CO COM 097023105 298 2464 SH SOLE NONE 0 0 2464 BRISTOL-MYERS SQUIBB CO COM 110122108 241 3384 SH SOLE NONE 0 0 3384 CHEVRON CORP NEW COM 166764100 250 1737 SH SOLE NONE 0 0 1737 CISCO SYS INC COM 17275R102 293 7326 SH SOLE NONE 0 0 7326 CONSOLIDATED EDISON INC COM 209115104 386 4503 SH SOLE NONE 0 0 4503 CONSTELLATION BRANDS INC CL A 21036P108 202 878 SH SOLE NONE 0 0 878 COSTCO WHSL CORP NEW COM 22160K105 230 488 SH SOLE NONE 0 0 488 DANAHER CORPORATION COM 235851102 413 1596 SH SOLE NONE 0 0 1596 DIAGEO PLC SPON ADR NEW 25243Q205 250 1453 SH SOLE NONE 0 0 1453 DISNEY WALT CO COM 254687106 415 4397 SH SOLE NONE 0 0 4397 DUKE REALTY CORP COM NEW 264411505 347 7200 SH SOLE NONE 0 0 7200 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 128 11566 SH SOLE NONE 0 0 11566 ENTERPRISE PRODS PARTNERS L COM 293792107 890 37415 SH SOLE NONE 0 0 37415 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 1586 36565 SH SOLE NONE 0 0 36565 GERON CORP COM 374163103 23 10000 SH SOLE NONE 0 0 10000 GLOBAL X FDS US INFR DEV ETF 37954Y673 759 32930 SH SOLE NONE 0 0 32930 GRAHAM HLDGS CO COM CL B 384637104 563 1046 SH SOLE NONE 0 0 1046 HERSHEY CO COM 427866108 352 1596 SH SOLE NONE 0 0 1596 HOME DEPOT INC COM 437076102 712 2581 SH SOLE NONE 0 0 2581 INFINITY PHARMACEUTICALS INC COM 45665G303 12 10000 SH SOLE NONE 0 0 10000 INNOVATOR ETFS TR EMRGNG MKT APRIL 45782C359 14055 650192 SH SOLE NONE 0 0 650192 INNOVATOR ETFS TR EMRGNG MKT JULY 45782C714 374 17471 SH SOLE NONE 0 0 17471 INNOVATOR ETFS TR GRWT100 PWR BUF 45782C276 20282 482625 SH SOLE NONE 0 0 482625 INNOVATOR ETFS TR INTRNL DEV APRL 45782C367 19487 900930 SH SOLE NONE 0 0 900930 INNOVATOR ETFS TR INTRNL DEV JULY 45782C722 28362 1332779 SH SOLE NONE 0 0 1332779 INNOVATOR ETFS TR US EQTY BUF SEP 45782C664 468 16344 SH SOLE NONE 0 0 16344 INNOVATOR ETFS TR US EQTY BUFR FEB 45782C433 28852 1033642 SH SOLE NONE 0 0 1033642 INNOVATOR ETFS TR US EQTY BUFR JAN 45782C409 2698 87022 SH SOLE NONE 0 0 87022 INNOVATOR ETFS TR US EQTY BUFR JUL 45782C789 2782 95439 SH SOLE NONE 0 0 95439 INNOVATOR ETFS TR US EQTY BUFR JUN 45782C755 2516 87135 SH SOLE NONE 0 0 87135 INNOVATOR ETFS TR US EQTY BUFR MAR 45782C326 1281 46707 SH SOLE NONE 0 0 46707 INNOVATOR ETFS TR US EQTY BUFR MAR 45782C391 3045 100950 SH SOLE NONE 0 0 100950 INNOVATOR ETFS TR US EQTY PWR BUF 45782C318 441 16461 SH SOLE NONE 0 0 16461 INNOVATOR ETFS TR US EQTY PWR BUF 45782C508 757 25734 SH SOLE NONE 0 0 25734 INNOVATOR ETFS TR US EQUT BUFR AUG 45782C698 213 7517 SH SOLE NONE 0 0 7517 INNOVATOR ETFS TR US SML CP PWR B 45782C284 782 33892 SH SOLE NONE 0 0 33892 INNOVATOR ETFS TR US SML CP PWR B 45782C474 1394 49489 SH SOLE NONE 0 0 49489 INNOVATOR ETFS TR US SML CP PWR ET 45782C342 801 33353 SH SOLE NONE 0 0 33353 INTEL CORP COM 458140100 345 13406 SH SOLE NONE 0 0 13406 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 252 15574 SH SOLE NONE 0 0 15574 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 247 13781 SH SOLE NONE 0 0 13781 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 233 19625 SH SOLE NONE 0 0 19625 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 2946 145910 SH SOLE NONE 0 0 145910 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 204 1600 SH SOLE NONE 0 0 1600 INVESCO QQQ TR UNIT SER 1 46090E103 2702 10092 SH SOLE NONE 0 0 10092 ISHARES INC CORE MSCI EMKT 46434G103 340 7899 SH SOLE NONE 0 0 7899 ISHARES INC ESG AWR MSCI EM 46434G863 6221 224835 SH SOLE NONE 0 0 224835 ISHARES TR BROAD USD HIGH 46435U853 202 6000 SH SOLE NONE 0 0 6000 ISHARES TR CORE HIGH DV ETF 46429B663 216 2371 SH SOLE NONE 0 0 2371 ISHARES TR CORE S&P SCP ETF 464287804 7426 85175 SH SOLE NONE 0 0 85175 ISHARES TR CORE S&P TTL STK 464287150 297 3739 SH SOLE NONE 0 0 3739 ISHARES TR CORE S&P US VLU 464287663 276 4414 SH SOLE NONE 0 0 4414 ISHARES TR CORE S&P500 ETF 464287200 48231 134478 SH SOLE NONE 0 0 134478 ISHARES TR EAFE VALUE ETF 464288877 2188 56785 SH SOLE NONE 0 0 56785 ISHARES TR ESG AWR MSCI USA 46435G425 923 11617 SH SOLE NONE 0 0 11617 ISHARES TR INTL SEL DIV ETF 464288448 263 11684 SH SOLE NONE 0 0 11684 ISHARES TR MBS ETF 464288588 4141 45220 SH SOLE NONE 0 0 45220 ISHARES TR MSCI EAFE ETF 464287465 611 10900 SH SOLE NONE 0 0 10900 ISHARES TR MSCI USA ESG SLC 464288802 208 2736 SH SOLE NONE 0 0 2736 ISHARES TR RUS 1000 ETF 464287622 7510 38060 SH SOLE NONE 0 0 38060 ISHARES TR RUS 1000 GRW ETF 464287614 1014 4818 SH SOLE NONE 0 0 4818 ISHARES TR RUS 1000 VAL ETF 464287598 30077 221171 SH SOLE NONE 0 0 221171 ISHARES TR RUS 2000 GRW ETF 464287648 3855 18658 SH SOLE NONE 0 0 18658 ISHARES TR RUS 2000 VAL ETF 464287630 11516 89320 SH SOLE NONE 0 0 89320 ISHARES TR RUS MID CAP ETF 464287499 27584 443833 SH SOLE NONE 0 0 443833 ISHARES TR RUSSELL 2000 ETF 464287655 33187 201232 SH SOLE NONE 0 0 201232 ISHARES TR RUSSELL 3000 ETF 464287689 2022 9766 SH SOLE NONE 0 0 9766 ISHARES TR S&P 500 GRWT ETF 464287309 250 4319 SH SOLE NONE 0 0 4319 ISHARES TR S&P 500 VAL ETF 464287408 2135 16612 SH SOLE NONE 0 0 16612 ISHARES TR SELECT DIVID ETF 464287168 894 8342 SH SOLE NONE 0 0 8342 ISHARES TR SHRT NAT MUN ETF 464288158 872 8494 SH SOLE NONE 0 0 8494 ISHARES TR TIPS BD ETF 464287176 2210 21072 SH SOLE NONE 0 0 21072 ISHARES TR U.S. FINLS ETF 464287788 226 3345 SH SOLE NONE 0 0 3345 ISHARES TR US TRSPRTION 464287192 321 1633 SH SOLE NONE 0 0 1633 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 232 6506 SH SOLE NONE 0 0 6506 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 2405 47952 SH SOLE NONE 0 0 47952 JOHNSON & JOHNSON COM 478160104 1182 7238 SH SOLE NONE 0 0 7238 JPMORGAN CHASE & CO COM 46625H100 810 7749 SH SOLE NONE 0 0 7749 MAGNITE INC COM 55955D100 723 110000 SH SOLE NONE 0 0 110000 MCCORMICK & CO INC COM NON VTG 579780206 228 3200 SH SOLE NONE 0 0 3200 META PLATFORMS INC CL A 30303M102 230 1698 SH SOLE NONE 0 0 1698 MICROSOFT CORP COM 594918104 2134 9163 SH SOLE NONE 0 0 9163 MORGAN STANLEY COM NEW 617446448 387 4893 SH SOLE NONE 0 0 4893 NEW MTN FIN CORP COM 647551100 43777 3796759 SH SOLE NONE 0 0 3796759 NIKE INC CL B 654106103 269 3222 SH SOLE NONE 0 0 3222 NORFOLK SOUTHN CORP COM 655844108 217 1036 SH SOLE NONE 0 0 1036 NVIDIA CORPORATION COM 67066G104 202 1664 SH SOLE NONE 0 0 1664 OWL ROCK CAPITAL CORPORATION COM 69121K104 1042 97545 SH SOLE NONE 0 0 97545 PAYCHEX INC COM 704326107 297 2647 SH SOLE NONE 0 0 2647 PEPSICO INC COM 713448108 395 2419 SH SOLE NONE 0 0 2419 PFIZER INC COM 717081103 648 14813 SH SOLE NONE 0 0 14813 PROCTER AND GAMBLE CO COM 742718109 522 4133 SH SOLE NONE 0 0 4133 PROSHARES TR BITCOIN STRATE 74347G440 300 25000 SH SOLE NONE 0 0 25000 SCHWAB CHARLES CORP COM 808513105 1769 24616 SH SOLE NONE 0 0 24616 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 325 7747 SH SOLE NONE 0 0 7747 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 209 3572 SH SOLE NONE 0 0 3572 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 350 8254 SH SOLE NONE 0 0 8254 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 235 6209 SH SOLE NONE 0 0 6209 SELECT SECTOR SPDR TR ENERGY 81369Y506 362 5029 SH SOLE NONE 0 0 5029 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1838 60530 SH SOLE NONE 0 0 60530 SHOPIFY INC CL A 82509L107 216 8000 SH SOLE NONE 0 0 8000 SKILLSOFT CORP *W EXP 06/11/202 83066P119 3 14216 SH SOLE NONE 0 0 14216 SKILLSOFT CORP CL A 83066P200 87 47680 SH SOLE NONE 0 0 47680 SNAP INC CL A 83304A106 481 48972 SH SOLE NONE 0 0 48972 SNOWFLAKE INC CL A 833445109 246 1450 SH SOLE NONE 0 0 1450 SPDR S&P 500 ETF TR TR UNIT 78462F103 8052 22445 SH SOLE NONE 0 0 22445 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5502 13636 SH SOLE NONE 0 0 13636 SPDR SER TR PORTFOLIO S&P600 78468R853 375 11023 SH SOLE NONE 0 0 11023 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 2097 52180 SH SOLE NONE 0 0 52180 STARBUCKS CORP COM 855244109 239 2831 SH SOLE NONE 0 0 2831 UNITED PARCEL SERVICE INC CL B 911312106 292 1810 SH SOLE NONE 0 0 1810 UNITEDHEALTH GROUP INC COM 91324P102 347 688 SH SOLE NONE 0 0 688 VANECK ETF TRUST BDC INCOME ETF 92189F411 429 31645 SH SOLE NONE 0 0 31645 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 444 3560 SH SOLE NONE 0 0 3560 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 360 2411 SH SOLE NONE 0 0 2411 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 378 5049 SH SOLE NONE 0 0 5049 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 210 2939 SH SOLE NONE 0 0 2939 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 980 7708 SH SOLE NONE 0 0 7708 VANGUARD INDEX FDS GROWTH ETF 922908736 634 2963 SH SOLE NONE 0 0 2963 VANGUARD INDEX FDS MID CAP ETF 922908629 4689 24944 SH SOLE NONE 0 0 24944 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1191 14857 SH SOLE NONE 0 0 14857 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2504 7598 SH SOLE NONE 0 0 7598 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1191 8304 SH SOLE NONE 0 0 8304 VANGUARD INDEX FDS SMALL CP ETF 922908751 2703 15816 SH SOLE NONE 0 0 15816 VANGUARD INDEX FDS TOTAL STK MKT 922908769 321 1791 SH SOLE NONE 0 0 1791 VANGUARD INDEX FDS VALUE ETF 922908744 3852 31195 SH SOLE NONE 0 0 31195 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5205 117345 SH SOLE NONE 0 0 117345 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 555 15209 SH SOLE NONE 0 0 15209 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 827 17175 SH SOLE NONE 0 0 17175 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 504 11187 SH SOLE NONE 0 0 11187 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6451 86847 SH SOLE NONE 0 0 86847 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 485 8931 SH SOLE NONE 0 0 8931 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 5313 88561 SH SOLE NONE 0 0 88561 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1960 29295 SH SOLE NONE 0 0 29295 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 1863 16364 SH SOLE NONE 0 0 16364 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 7819 215037 SH SOLE NONE 0 0 215037 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 439 4627 SH SOLE NONE 0 0 4627 VANGUARD WORLD FD ESG INTL STK ETF 921910725 309 7110 SH SOLE NONE 0 0 7110 VANGUARD WORLD FDS INF TECH ETF 92204A702 966 3135 SH SOLE NONE 0 0 3135 VERIZON COMMUNICATIONS INC COM 92343V104 566 14896 SH SOLE NONE 0 0 14896 VISA INC COM CL A 92826C839 301 1696 SH SOLE NONE 0 0 1696 WALMART INC COM 931142103 256 1972 SH SOLE NONE 0 0 1972 WASTE MGMT INC DEL COM 94106L109 204 1273 SH SOLE NONE 0 0 1273