0001758554-24-000020.txt : 20240216 0001758554-24-000020.hdr.sgml : 20240216 20240216170732 ACCESSION NUMBER: 0001758554-24-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240214 FILED AS OF DATE: 20240216 DATE AS OF CHANGE: 20240216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEGG DON W CENTRAL INDEX KEY: 0001777241 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 24649396 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] ORGANIZATION NAME: 06 Technology IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wk-form4_1708121236.xml FORM 4 X0508 4 2024-02-14 0 0001375365 Super Micro Computer, Inc. SMCI 0001777241 CLEGG DON W 980 ROCK AVENUE SAN JOSE CA 95131 0 1 0 0 SVP, Worldwide Sales 0 Common Stock 2024-02-14 4 M 0 2000 20.54 A 4837 D Common Stock 2024-02-14 4 M 0 20000 22.10 A 24837 D Common Stock 2024-02-14 4 M 0 6000 30.33 A 30837 D Common Stock 2024-02-14 4 S 0 700 863.6971 D 30137 D Common Stock 2024-02-14 4 S 0 900 864.6978 D 29237 D Common Stock 2024-02-14 4 S 0 645 865.9614 D 28592 D Common Stock 2024-02-14 4 S 0 2200 867.4936 D 26392 D Common Stock 2024-02-14 4 S 0 1100 868.2927 D 25292 D Common Stock 2024-02-14 4 S 0 2000 869.462 D 23292 D Common Stock 2024-02-14 4 S 0 2357 870.1628 D 20935 D Common Stock 2024-02-14 4 S 0 700 871.5971 D 20235 D Common Stock 2024-02-14 4 S 0 1500 872.8567 D 18735 D Common Stock 2024-02-14 4 S 0 1000 874.081 D 17735 D Common Stock 2024-02-14 4 S 0 1500 875.17 D 16235 D Common Stock 2024-02-14 4 S 0 3785 876.2417 D 12450 D Common Stock 2024-02-14 4 S 0 2400 877.1242 D 10050 D Common Stock 2024-02-14 4 S 0 800 877.9788 D 9250 D Common Stock 2024-02-14 4 S 0 1175 880.5819 D 8075 D Common Stock 2024-02-14 4 S 0 2339 881.4166 D 5736 D Common Stock 2024-02-14 4 S 0 1700 882.3435 D 4036 D Common Stock 2024-02-14 4 S 0 1326 883.6304 D 2710 D Common Stock 2024-02-14 4 S 0 600 884.4683 D 2110 D Common Stock 2024-02-15 4 M 0 500 A 2610 D Common Stock 2024-02-15 4 F 0 254 1004 D 2356 D Employee Stock Option (right to buy) 20.54 2024-02-14 4 M 0 2000 0 D 2026-08-03 Common Stock 2000 0 D Employee Stock Option (right to buy) 22.10 2024-02-14 4 M 0 20000 0 D 2028-07-31 Common Stock 20000 0 D Employee Stock Option (right to buy) 30.33 2024-02-14 4 M 0 6000 0 D 2030-08-04 Common Stock 6000 1500 D Restricted Stock Units 2024-02-15 4 M 0 500 0 D Common Stock 500 0 D The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $863.11 to $864.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $864.56 to $865.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $865.80 to $866.38, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $866.89 to $867.88, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $867.90 to $868.80, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $868.91 to $869.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $869.93 to $870.89, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $871.19 to $871.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $872.50 to $873.37, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $873.65 to $874.49, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.72 to $875.71, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $875.74 to $876.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $876.75 to $877.74, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $877.77 to $878.55, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $879.79 to $880.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $880.82 to $881.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $881.87 to $882.78, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $882.98 to $883.97, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $884.00 to $884.85, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. This stock option is fully vested and exercisable. Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 1, 2021, and 1/16th at the end of each successive calendar quarter thereafter. Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. /s/ Don W. Clegg 2024-02-16