0001758554-24-000020.txt : 20240216
0001758554-24-000020.hdr.sgml : 20240216
20240216170732
ACCESSION NUMBER: 0001758554-24-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240214
FILED AS OF DATE: 20240216
DATE AS OF CHANGE: 20240216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLEGG DON W
CENTRAL INDEX KEY: 0001777241
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33383
FILM NUMBER: 24649396
MAIL ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Super Micro Computer, Inc.
CENTRAL INDEX KEY: 0001375365
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 770353939
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-503-8000
MAIL ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wk-form4_1708121236.xml
FORM 4
X0508
4
2024-02-14
0
0001375365
Super Micro Computer, Inc.
SMCI
0001777241
CLEGG DON W
980 ROCK AVENUE
SAN JOSE
CA
95131
0
1
0
0
SVP, Worldwide Sales
0
Common Stock
2024-02-14
4
M
0
2000
20.54
A
4837
D
Common Stock
2024-02-14
4
M
0
20000
22.10
A
24837
D
Common Stock
2024-02-14
4
M
0
6000
30.33
A
30837
D
Common Stock
2024-02-14
4
S
0
700
863.6971
D
30137
D
Common Stock
2024-02-14
4
S
0
900
864.6978
D
29237
D
Common Stock
2024-02-14
4
S
0
645
865.9614
D
28592
D
Common Stock
2024-02-14
4
S
0
2200
867.4936
D
26392
D
Common Stock
2024-02-14
4
S
0
1100
868.2927
D
25292
D
Common Stock
2024-02-14
4
S
0
2000
869.462
D
23292
D
Common Stock
2024-02-14
4
S
0
2357
870.1628
D
20935
D
Common Stock
2024-02-14
4
S
0
700
871.5971
D
20235
D
Common Stock
2024-02-14
4
S
0
1500
872.8567
D
18735
D
Common Stock
2024-02-14
4
S
0
1000
874.081
D
17735
D
Common Stock
2024-02-14
4
S
0
1500
875.17
D
16235
D
Common Stock
2024-02-14
4
S
0
3785
876.2417
D
12450
D
Common Stock
2024-02-14
4
S
0
2400
877.1242
D
10050
D
Common Stock
2024-02-14
4
S
0
800
877.9788
D
9250
D
Common Stock
2024-02-14
4
S
0
1175
880.5819
D
8075
D
Common Stock
2024-02-14
4
S
0
2339
881.4166
D
5736
D
Common Stock
2024-02-14
4
S
0
1700
882.3435
D
4036
D
Common Stock
2024-02-14
4
S
0
1326
883.6304
D
2710
D
Common Stock
2024-02-14
4
S
0
600
884.4683
D
2110
D
Common Stock
2024-02-15
4
M
0
500
A
2610
D
Common Stock
2024-02-15
4
F
0
254
1004
D
2356
D
Employee Stock Option (right to buy)
20.54
2024-02-14
4
M
0
2000
0
D
2026-08-03
Common Stock
2000
0
D
Employee Stock Option (right to buy)
22.10
2024-02-14
4
M
0
20000
0
D
2028-07-31
Common Stock
20000
0
D
Employee Stock Option (right to buy)
30.33
2024-02-14
4
M
0
6000
0
D
2030-08-04
Common Stock
6000
1500
D
Restricted Stock Units
2024-02-15
4
M
0
500
0
D
Common Stock
500
0
D
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $863.11 to $864.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $864.56 to $865.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $865.80 to $866.38, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $866.89 to $867.88, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $867.90 to $868.80, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $868.91 to $869.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $869.93 to $870.89, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $871.19 to $871.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $872.50 to $873.37, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $873.65 to $874.49, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.72 to $875.71, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $875.74 to $876.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $876.75 to $877.74, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $877.77 to $878.55, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $879.79 to $880.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $880.82 to $881.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $881.87 to $882.78, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $882.98 to $883.97, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $884.00 to $884.85, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
This stock option is fully vested and exercisable.
Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 1, 2021, and 1/16th at the end of each successive calendar quarter thereafter.
Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.
/s/ Don W. Clegg
2024-02-16