0001758554-24-000016.txt : 20240213
0001758554-24-000016.hdr.sgml : 20240213
20240213164539
ACCESSION NUMBER: 0001758554-24-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240210
FILED AS OF DATE: 20240213
DATE AS OF CHANGE: 20240213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liu Liang Chiu-Chu Sara
CENTRAL INDEX KEY: 0001392941
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33383
FILM NUMBER: 24626904
MAIL ADDRESS:
STREET 1: 980 ROCK AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Super Micro Computer, Inc.
CENTRAL INDEX KEY: 0001375365
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 770353939
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-503-8000
MAIL ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wk-form4_1707860717.xml
FORM 4
X0508
4
2024-02-10
0
0001375365
Super Micro Computer, Inc.
SMCI
0001392941
Liu Liang Chiu-Chu Sara
980 ROCK AVENUE
SAN JOSE
CA
95131
1
0
1
0
0
Common Stock
2024-02-10
4
M
0
197
A
2911
D
Common Stock
2024-02-10
4
F
0
71
740.29
D
2840
D
Common Stock
2024-02-10
4
M
0
236
A
3076
D
Common Stock
2024-02-10
4
F
0
94
740.29
D
2982
D
Common Stock
6666417
I
By Spouse
Restricted Stock Units
2024-02-10
4
M
0
197
0
D
Common Stock
197
0
D
Restricted Stock Units
2024-02-10
4
M
0
236
0
D
Common Stock
236
1182
D
Employee Stock Option (right to buy)
45
2024-02-12
4
A
0
200000
0
A
2031-03-02
Common Stock
200000
1000000
I
By Spouse
Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On February 12, 2024, achievement of the revenue goal for the fifth tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $120 stock price goal achievement for the fifth tranche had previously been certified, and, as a result, the 200,000 shares associated therewith were earned and became exercisable.
/s/ David E Weigand, Attorney-In-Fact
2024-02-13