0001758554-24-000015.txt : 20240213 0001758554-24-000015.hdr.sgml : 20240213 20240213164436 ACCESSION NUMBER: 0001758554-24-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240210 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liang Charles CENTRAL INDEX KEY: 0001392942 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 24626884 MAIL ADDRESS: STREET 1: SUPER MICRO COMPUTER, INC. STREET 2: 980 ROCK AVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] ORGANIZATION NAME: 06 Technology IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wk-form4_1707860663.xml FORM 4 X0508 4 2024-02-10 0 0001375365 Super Micro Computer, Inc. SMCI 0001392942 Liang Charles 980 ROCK AVENUE SAN JOSE CA 95131 1 1 1 0 President and CEO 0 Common Stock 2024-02-10 4 M 0 197 A 2911 I By Spouse Common Stock 2024-02-10 4 F 0 71 740.29 D 2840 I By Spouse Common Stock 2024-02-10 4 M 0 236 A 3076 I By Spouse Common Stock 2024-02-10 4 F 0 94 740.29 D 2982 I By Spouse Common Stock 6666417 D Restricted Stock Units 2024-02-10 4 M 0 197 0 D Common Stock 197 0 I By Spouse Restricted Stock Units 2024-02-10 4 M 0 236 0 D Common Stock 236 1182 I By Spouse Employee Stock Option (right to buy) 45 2024-02-12 4 A 0 200000 0 A 2031-03-02 Common Stock 200000 1000000 D Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On February 12, 2024, achievement of the revenue goal for the fifth tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $120 stock price goal achievement for the fifth tranche had previously been certified, and, as a result, the 200,000 shares associated therewith were earned and became exercisable. /s/ David E Weigand, Attorney-In-Fact 2024-02-13