0001758554-23-000115.txt : 20231031
0001758554-23-000115.hdr.sgml : 20231031
20231031170108
ACCESSION NUMBER: 0001758554-23-000115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231027
FILED AS OF DATE: 20231031
DATE AS OF CHANGE: 20231031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liu Liang Chiu-Chu Sara
CENTRAL INDEX KEY: 0001392941
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33383
FILM NUMBER: 231365473
MAIL ADDRESS:
STREET 1: 980 ROCK AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Super Micro Computer, Inc.
CENTRAL INDEX KEY: 0001375365
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 770353939
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-503-8000
MAIL ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wk-form4_1698786059.xml
FORM 4
X0508
4
2023-10-27
0
0001375365
Super Micro Computer, Inc.
SMCI
0001392941
Liu Liang Chiu-Chu Sara
980 ROCK AVENUE
SAN JOSE
CA
95131
1
0
1
0
0
Common Stock
2023-10-27
4
M
0
524
42.35
A
3021
D
Common Stock
2023-10-27
4
M
0
437
33.363
A
3458
D
Common Stock
2023-10-27
4
S
0
961
243.6185
D
2497
D
Common Stock
6722717
I
By Spouse
Employee Stock Option (right to buy)
42.35
2023-10-27
4
M
0
524
0
D
2026-04-27
Common Stock
524
3147
D
Employee Stock Option (right to buy)
33.363
2023-10-27
4
M
0
437
0
D
2025-08-04
Common Stock
437
438
D
The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $243.4821 to $243.9485, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.
Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter.
/s/ David E Weigand, Attorney-In-Fact
2023-10-31