0001758554-23-000115.txt : 20231031 0001758554-23-000115.hdr.sgml : 20231031 20231031170108 ACCESSION NUMBER: 0001758554-23-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231027 FILED AS OF DATE: 20231031 DATE AS OF CHANGE: 20231031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Liang Chiu-Chu Sara CENTRAL INDEX KEY: 0001392941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 231365473 MAIL ADDRESS: STREET 1: 980 ROCK AVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wk-form4_1698786059.xml FORM 4 X0508 4 2023-10-27 0 0001375365 Super Micro Computer, Inc. SMCI 0001392941 Liu Liang Chiu-Chu Sara 980 ROCK AVENUE SAN JOSE CA 95131 1 0 1 0 0 Common Stock 2023-10-27 4 M 0 524 42.35 A 3021 D Common Stock 2023-10-27 4 M 0 437 33.363 A 3458 D Common Stock 2023-10-27 4 S 0 961 243.6185 D 2497 D Common Stock 6722717 I By Spouse Employee Stock Option (right to buy) 42.35 2023-10-27 4 M 0 524 0 D 2026-04-27 Common Stock 524 3147 D Employee Stock Option (right to buy) 33.363 2023-10-27 4 M 0 437 0 D 2025-08-04 Common Stock 437 438 D The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $243.4821 to $243.9485, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter. Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter. /s/ David E Weigand, Attorney-In-Fact 2023-10-31