0001758554-23-000003.txt : 20230106 0001758554-23-000003.hdr.sgml : 20230106 20230106163721 ACCESSION NUMBER: 0001758554-23-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230104 FILED AS OF DATE: 20230106 DATE AS OF CHANGE: 20230106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Liang Chiu-Chu Sara CENTRAL INDEX KEY: 0001392941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 23515532 MAIL ADDRESS: STREET 1: 980 ROCK AVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wf-form4_167304102603245.xml FORM 4 X0306 4 2023-01-04 0 0001375365 Super Micro Computer, Inc. SMCI 0001392941 Liu Liang Chiu-Chu Sara 980 ROCK AVENUE SAN JOSE CA 95131 1 0 1 0 Common Stock 2022-11-29 5 G 0 E 16000 0 D 6635229 I By Spouse Common Stock 2863 D Employee Stock Option (right to buy) 45.0 2023-01-04 4 A 0 200000 0 A 2031-03-02 Common Stock 200000.0 600000 I By Spouse This transaction represents a charitable contribution by the Reporting Person's spouse. On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On January 4, 2023, achievement of the revenue goal for the third tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. On such date, the applicable $75 stock price goal achievement for the third tranche was also certified, and the 200,000 shares associated therewith were earned and became exercisable. /s/ David E Weigand, Attorney-In-Fact 2023-01-06