0001758554-23-000003.txt : 20230106
0001758554-23-000003.hdr.sgml : 20230106
20230106163721
ACCESSION NUMBER: 0001758554-23-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230104
FILED AS OF DATE: 20230106
DATE AS OF CHANGE: 20230106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liu Liang Chiu-Chu Sara
CENTRAL INDEX KEY: 0001392941
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33383
FILM NUMBER: 23515532
MAIL ADDRESS:
STREET 1: 980 ROCK AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Super Micro Computer, Inc.
CENTRAL INDEX KEY: 0001375365
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 770353939
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-503-8000
MAIL ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wf-form4_167304102603245.xml
FORM 4
X0306
4
2023-01-04
0
0001375365
Super Micro Computer, Inc.
SMCI
0001392941
Liu Liang Chiu-Chu Sara
980 ROCK AVENUE
SAN JOSE
CA
95131
1
0
1
0
Common Stock
2022-11-29
5
G
0
E
16000
0
D
6635229
I
By Spouse
Common Stock
2863
D
Employee Stock Option (right to buy)
45.0
2023-01-04
4
A
0
200000
0
A
2031-03-02
Common Stock
200000.0
600000
I
By Spouse
This transaction represents a charitable contribution by the Reporting Person's spouse.
On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On January 4, 2023, achievement of the revenue goal for the third tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. On such date, the applicable $75 stock price goal achievement for the third tranche was also certified, and the 200,000 shares associated therewith were earned and became exercisable.
/s/ David E Weigand, Attorney-In-Fact
2023-01-06