0001758554-22-000088.txt : 20221108 0001758554-22-000088.hdr.sgml : 20221108 20221108170901 ACCESSION NUMBER: 0001758554-22-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221104 FILED AS OF DATE: 20221108 DATE AS OF CHANGE: 20221108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAO GEORGE CENTRAL INDEX KEY: 0001777243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 221369845 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wf-form4_166794532630643.xml FORM 4 X0306 4 2022-11-04 0 0001375365 Super Micro Computer, Inc. SMCI 0001777243 KAO GEORGE 980 ROCK AVENUE SAN JOSE CA 95131 0 1 0 0 SVP, OPERATIONS Common Stock 8912 D Employee Stock Option (right to buy) 76.63 2022-11-04 4 A 0 6500 0 A 2032-11-04 Common Stock 6500.0 6500 D Restricted Stock Units 2022-11-04 4 A 0 2930 0 A Common Stock 2930.0 2930 D Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 4, 2022, and 1/16th at the end of each successive calendar quarter thereafter. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. /s/ George Kao 2022-11-08