0001758554-22-000045.txt : 20220603 0001758554-22-000045.hdr.sgml : 20220603 20220603165242 ACCESSION NUMBER: 0001758554-22-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220326 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Liang Chiu-Chu Sara CENTRAL INDEX KEY: 0001392941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 22995400 MAIL ADDRESS: STREET 1: 980 ROCK AVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wf-form4_165428954424715.xml FORM 4 X0306 4 2022-03-26 0 0001375365 Super Micro Computer, Inc. SMCI 0001392941 Liu Liang Chiu-Chu Sara 980 ROCK AVENUE SAN JOSE CA 95131 1 0 1 0 Employee Stock Option (right to buy) 45.0 2022-03-26 4 A 0 200000 0 A 2031-03-02 Common Stock 200000.0 200000 I By Spouse On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On March 26, 2022, achievement of the revenue goal for the first tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This first tranche will be earned and exercisable only if and when the applicable $45 stock price goal achievement is certified. /s/ David E Weigand, Attorney-In-Fact 2022-06-03