0001758554-22-000002.txt : 20220121 0001758554-22-000002.hdr.sgml : 20220121 20220121163401 ACCESSION NUMBER: 0001758554-22-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220119 FILED AS OF DATE: 20220121 DATE AS OF CHANGE: 20220121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Liang Chiu-Chu Sara CENTRAL INDEX KEY: 0001392941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 22546372 MAIL ADDRESS: STREET 1: 980 ROCK AVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wf-form4_164280082615117.xml FORM 4 X0306 4 2022-01-19 0 0001375365 Super Micro Computer, Inc. SMCI 0001392941 Liu Liang Chiu-Chu Sara 980 ROCK AVENUE SAN JOSE CA 95131 1 0 1 0 Common Stock 2021-12-29 5 G 0 E 47700 0 D 6651229 I By Spouse Common Stock 2022-01-19 4 M 0 29000 17.09 A 119177 D Common Stock 2022-01-19 4 S 0 16651 42.8487 D 102526 D Common Stock 2022-01-19 4 S 0 9653 43.5375 D 92873 D Common Stock 2022-01-19 4 S 0 1396 44.7715 D 91477 D Common Stock 2022-01-19 4 S 0 1300 45.495 D 90177 D Common Stock 3327 I By Child A Common Stock 3327 I By Child B Employee Stock Option (right to buy) 17.09 2022-01-19 4 M 0 29000 0 D 2022-01-23 Common Stock 29000.0 0 D This transaction represents charitable contribution by the Reporting Person's spouse. The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.275 to $43.27, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.275 to $44.22, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.30 to $45.15, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.30 to $46.17, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. This stock option is fully vested and exercisable. /s/ David E. Weigand, Attorney-In-Fact 2022-01-21