0001758554-21-000084.txt : 20211112 0001758554-21-000084.hdr.sgml : 20211112 20211112164743 ACCESSION NUMBER: 0001758554-21-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211110 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAO GEORGE CENTRAL INDEX KEY: 0001777243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 211404427 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wf-form4_163675365210498.xml FORM 4 X0306 4 2021-11-10 0 0001375365 Super Micro Computer, Inc. SMCI 0001777243 KAO GEORGE 980 ROCK AVENUE SAN JOSE CA 95131 0 1 0 0 SVP, OPERATIONS Common Stock 2021-11-10 4 M 0 211 A 7428 D Common Stock 2021-11-10 4 F 0 73 43.82 D 7355 D Common Stock 2021-11-10 4 M 0 607 A 7962 D Common Stock 2021-11-10 4 F 0 210 43.82 D 7752 D Restricted Stock Units 2021-11-10 4 M 0 211 0 D Common Stock 211.0 846 D Restricted Stock Units 2021-11-10 4 M 0 607 0 D Common Stock 607.0 1823 D Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock. Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. /s/ George Kao 2021-11-12