0001758554-21-000028.txt : 20210421 0001758554-21-000028.hdr.sgml : 20210421 20210421165934 ACCESSION NUMBER: 0001758554-21-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210419 FILED AS OF DATE: 20210421 DATE AS OF CHANGE: 20210421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Liang Chiu-Chu Sara CENTRAL INDEX KEY: 0001392941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 21842310 MAIL ADDRESS: STREET 1: 980 ROCK AVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wf-form4_161903875295421.xml FORM 4 X0306 4 2021-04-19 0 0001375365 Super Micro Computer, Inc. SMCI 0001392941 Liu Liang Chiu-Chu Sara 980 ROCK AVENUE SAN JOSE CA 95131 1 0 1 0 Common Stock 2021-04-19 4 M 0 41000 18.59 A 6689929 I By Spouse Common Stock 2021-04-19 4 S 0 41000 38.5157 D 6648929 I By Spouse Common Stock 2021-04-20 4 M 0 41000 18.59 A 6689929 I By Spouse Common Stock 2021-04-20 4 S 0 41000 37.8231 D 6648929 I By Spouse Common Stock 144295 D Common Stock 3327 I By Child A Common Stock 3327 I By Child B Common Stock 3327 I By Child C Common Stock 3327 I By Child D Common Stock 3327 I By Child E Employee Stock Option (right to buy) 18.59 2021-04-19 4 M 0 41000 0 D 2021-04-25 Common Stock 41000.0 91000 I By Spouse Employee Stock Option (right to buy) 18.59 2021-04-20 4 M 0 41000 0 D 2021-04-25 Common Stock 41000.0 50000 I By Spouse The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.27 to $39.26, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.52 to $38.46, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. This stock option is fully vested and exercisable. /s/ David E. Weigand, Attorney-In-Fact 2021-04-21