0001758554-20-000092.txt : 20201029 0001758554-20-000092.hdr.sgml : 20201029 20201029163320 ACCESSION NUMBER: 0001758554-20-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201027 FILED AS OF DATE: 20201029 DATE AS OF CHANGE: 20201029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAO GEORGE CENTRAL INDEX KEY: 0001777243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 201273079 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wf-form4_160400357717152.xml FORM 4 X0306 4 2020-10-27 0 0001375365 Super Micro Computer, Inc. SMCI 0001777243 KAO GEORGE 980 ROCK AVENUE SAN JOSE CA 95131 0 1 0 0 SVP, OPERATIONS Common Stock 5502 D Employee Stock Option (right to buy) 23.74 2020-10-27 4 A 0 5410 0 A 2030-10-27 Common Stock 5410.0 5410 D Restricted Stock Units 2020-10-27 4 A 0 2430 0 A Common Stock 2430.0 2430 D The vesting commencement date is October 27, 2020. The option is generally exercisable at the rate of 25% of the option granted on the first anniversary of the vesting commencement date, and then 6.25% of the option at the end of each three-month anniversary thereafter. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Subject to the Reporting Person's continued service to the Issuer, 25% of the restricted stock units vest on November 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock. /s/ George Kao 2020-10-29