0001758554-20-000092.txt : 20201029
0001758554-20-000092.hdr.sgml : 20201029
20201029163320
ACCESSION NUMBER: 0001758554-20-000092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201027
FILED AS OF DATE: 20201029
DATE AS OF CHANGE: 20201029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAO GEORGE
CENTRAL INDEX KEY: 0001777243
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33383
FILM NUMBER: 201273079
MAIL ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Super Micro Computer, Inc.
CENTRAL INDEX KEY: 0001375365
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 770353939
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-503-8000
MAIL ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wf-form4_160400357717152.xml
FORM 4
X0306
4
2020-10-27
0
0001375365
Super Micro Computer, Inc.
SMCI
0001777243
KAO GEORGE
980 ROCK AVENUE
SAN JOSE
CA
95131
0
1
0
0
SVP, OPERATIONS
Common Stock
5502
D
Employee Stock Option (right to buy)
23.74
2020-10-27
4
A
0
5410
0
A
2030-10-27
Common Stock
5410.0
5410
D
Restricted Stock Units
2020-10-27
4
A
0
2430
0
A
Common Stock
2430.0
2430
D
The vesting commencement date is October 27, 2020. The option is generally exercisable at the rate of 25% of the option granted on the first anniversary of the vesting commencement date, and then 6.25% of the option at the end of each three-month anniversary thereafter.
Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
Subject to the Reporting Person's continued service to the Issuer, 25% of the restricted stock units vest on November 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.
/s/ George Kao
2020-10-29