0001758554-20-000085.txt : 20200915 0001758554-20-000085.hdr.sgml : 20200915 20200915170151 ACCESSION NUMBER: 0001758554-20-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200804 FILED AS OF DATE: 20200915 DATE AS OF CHANGE: 20200915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Liang Chiu-Chu Sara CENTRAL INDEX KEY: 0001392941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 201176592 MAIL ADDRESS: STREET 1: 980 ROCK AVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wf-form4_160020369771276.xml FORM 4 X0306 4 2020-08-04 0 0001375365 Super Micro Computer, Inc. SMCI 0001392941 Liu Liang Chiu-Chu Sara 980 ROCK AVENUE SAN JOSE CA 95131 1 0 1 0 Employee Stock Option (right to buy) 33.363 2020-08-04 4 A 0 7000 0 A 2025-08-04 Common Stock 7000.0 7000 D Restricted Stock Units 2020-08-04 4 A 0 3150 0 A Common Stock 3150.0 3150 D Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. /s/ Kevin S. Bauer, Attorney-In-Fact 2020-09-15