0001392937-14-000006.txt : 20140410 0001392937-14-000006.hdr.sgml : 20140410 20140410201123 ACCESSION NUMBER: 0001392937-14-000006 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140227 FILED AS OF DATE: 20140410 DATE AS OF CHANGE: 20140410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liaw Yih-Shyan Wally CENTRAL INDEX KEY: 0001392937 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 14758460 MAIL ADDRESS: STREET 1: 980 ROCK AVE CITY: SAN JOSE STATE: CA ZIP: 95131 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2014-02-27 2014-03-03 0001375365 Super Micro Computer, Inc. SMCI 0001392937 Liaw Yih-Shyan Wally 980 ROCK AVE. SAN JOSE CA 95131 1 1 0 0 Secretary & V P of Intl Sales Common Stock 2014-02-27 4 M 0 30000 2.53 A 30000 D Common Stock 2014-02-27 4 S 0 30000 20.8418 D 0 D Common Stock 2014-02-27 4 M 0 8000 2.60 A 76177 I By Spouse Common Stock 2014-02-27 4 S 0 8000 20.743 D 68177 I By Spouse Common Stock 2059616 I By Liaw Family Trust Common Stock 7280 I By Child A Common Stock 7280 I By Child B Stock Option (right to buy) 2.53 2014-02-27 4 M 0 30000 0 D 2014-03-31 Common Stock 30000 0 D Stock Option (right to buy) 2.60 2014-02-27 4 M 0 8000 0 D 2014-09-30 Common Stock 8000 0 I By Spouse The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2013. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.49 to $20.98, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Spouse of the reporting person on November 15, 2013. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.49 to $20.92, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust. The stock option is fully vested. /s/Howard Hideshima, Attorney-In-Fact 2014-04-10