N-PX 1 BRD_0001375340_6J1_2023.txt BRD_0001375340_6J1_2023.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21948 NAME OF REGISTRANT: Cohen & Steers Closed-End Opportunity Fund, Inc. ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 280 Park Avenue 10th Floor New York, NY 10017 NAME AND ADDRESS OF AGENT FOR SERVICE: Dana A. DeVivo 280 Park Avenue 10th Floor New York, NY 10017 REGISTRANT'S TELEPHONE NUMBER: 212-832-3232 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023 Cohen & Steers Closed-End Opportunity Fund, Inc. -------------------------------------------------------------------------------------------------------------------------- ABERDEEN FUNDS Agenda Number: 935847472 -------------------------------------------------------------------------------------------------------------------------- Security: 00326L100 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: AOD ISIN: US00326L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Trustee for a Mgmt Split 83% For 17% Withheld Split three-year term until the 2026 Annual Meeting: Nancy Yao Maasbach 1.2 Election of Class III Trustee for a Mgmt Split 89% For 11% Withheld Split three-year term until the 2026 Annual Meeting: Stephen Bird -------------------------------------------------------------------------------------------------------------------------- ADAMS DIVERSIFIED EQUITY FUND, INC. Agenda Number: 935767775 -------------------------------------------------------------------------------------------------------------------------- Security: 006212104 Meeting Type: Annual Meeting Date: 20-Apr-2023 Ticker: ADX ISIN: US0062121043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth J. Dale Mgmt Split 91% For 9% Withheld Split Frederic A. Escherich Mgmt Split 89% For 11% Withheld Split James P. Haynie Mgmt Split 91% For 9% Withheld Split Mary C. Jammet Mgmt Split 89% For 11% Withheld Split Lauriann C. Kloppenburg Mgmt Split 89% For 11% Withheld Split Jane Musser Nelson Mgmt Split 91% For 9% Withheld Split Mark E. Stoeckle Mgmt Split 89% For 11% Withheld Split 2. Ratification of the selection of Mgmt Split 92% For 7% Against 1% AbstainSplit PricewaterhouseCoopers LLP as independent public auditors. -------------------------------------------------------------------------------------------------------------------------- ADAMS NATURAL RESOURCES FUND, INC. Agenda Number: 935767787 -------------------------------------------------------------------------------------------------------------------------- Security: 00548F105 Meeting Type: Annual Meeting Date: 20-Apr-2023 Ticker: PEO ISIN: US00548F1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth J. Dale Mgmt Split 97% For 3% Withheld Split Frederic A. Escherich Mgmt Split 97% For 3% Withheld Split James P. Haynie Mgmt Split 97% For 3% Withheld Split Mary C. Jammet Mgmt Split 97% For 3% Withheld Split Lauriann C. Kloppenburg Mgmt Split 97% For 3% Withheld Split Jane Musser Nelson Mgmt Split 97% For 3% Withheld Split Mark E. Stoeckle Mgmt Split 97% For 3% Withheld Split 2. Ratification of the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as independent public auditors. -------------------------------------------------------------------------------------------------------------------------- ALLIANZ GLOBAL INVESTORS Agenda Number: 935673649 -------------------------------------------------------------------------------------------------------------------------- Security: 92841M101 Meeting Type: Annual Meeting Date: 12-Jul-2022 Ticker: NIE ISIN: US92841M1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1u. Election of Class III Trustee: George R. Mgmt Split 96% For 4% Withheld * Aylward 1v. Election of Class III Trustee: Sarah E. Mgmt Split 92% For 8% Withheld * Cogan 1w. Election of Class III Trustee: Deborah A. Mgmt Split 92% For 8% Withheld * DeCotis 1x. Election of Class I Trustee: Brian T. Zino Mgmt Split 95% For 5% Withheld * -------------------------------------------------------------------------------------------------------------------------- ALLIANZ GLOBAL INVESTORS Agenda Number: 935699150 -------------------------------------------------------------------------------------------------------------------------- Security: 92841M101 Meeting Type: Special Meeting Date: 10-Nov-2022 Ticker: NIE ISIN: US92841M1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the new Subadvisory Agreement Mgmt Split 91% For 3% Against 6% AbstainSplit by and among each Fund, Virtus Investment Advisers, Inc. and Voya Investment Management Co. LLC. 2. To consider and vote upon such other Mgmt Split 59% For 34% Against 7% AbstainSplit matters, including adjournments, as may properly come before the Meeting or any adjournments thereof. -------------------------------------------------------------------------------------------------------------------------- ALLIANZ GLOBAL INVESTORS Agenda Number: 935837142 -------------------------------------------------------------------------------------------------------------------------- Security: 92841M101 Meeting Type: Annual Meeting Date: 22-May-2023 Ticker: NIE ISIN: US92841M1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 7a. Election of Class I Trustee: Geraldine M. Mgmt Split 97% For 3% Withheld * McNamara 7b. Election of Class I Trustee: R. Keith Mgmt Split 97% For 3% Withheld * Walton 7c. Election of Class I Trustee: Brian T. Zino Mgmt Split 97% For 3% Withheld * -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INC FD Agenda Number: 935673598 -------------------------------------------------------------------------------------------------------------------------- Security: 92838X102 Meeting Type: Annual Meeting Date: 12-Jul-2022 Ticker: NCV ISIN: US92838X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1e. Election of Class I Trustee: William B. Mgmt Split 94% For 6% Withheld Split Ogden, IV 1g. Election of Class I Trustee: Alan Rappaport Mgmt Split 94% For 6% Withheld Split 1h. Election of Class III Trustee: Brian T. Mgmt Split 95% For 5% Withheld Split Zino -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INCOME FD II Agenda Number: 935673613 -------------------------------------------------------------------------------------------------------------------------- Security: 92838U108 Meeting Type: Annual Meeting Date: 12-Jul-2022 Ticker: NCZ ISIN: US92838U1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1j. Election of Class I Trustee: William B. Mgmt Split 88% For 12% Withheld * Ogden, IV 1k. Election of Class I Trustee: Alan Rappaport Mgmt Split 88% For 12% Withheld * 1l. Election of Class I Trustee: Brian T. Zino Mgmt Split 95% For 5% Withheld * -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INCOME FD II Agenda Number: 935699150 -------------------------------------------------------------------------------------------------------------------------- Security: 92838U108 Meeting Type: Special Meeting Date: 10-Nov-2022 Ticker: NCZ ISIN: US92838U1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the new Subadvisory Agreement Mgmt Split 92% For 4% Against 4% AbstainSplit by and among each Fund, Virtus Investment Advisers, Inc. and Voya Investment Management Co. LLC. 2. To consider and vote upon such other Mgmt Split 58% For 37% Against 5% AbstainSplit matters, including adjournments, as may properly come before the Meeting or any adjournments thereof. -------------------------------------------------------------------------------------------------------------------------- APOLLO TACTICAL INCOME FUND INC. Agenda Number: 935847422 -------------------------------------------------------------------------------------------------------------------------- Security: 037638103 Meeting Type: Annual Meeting Date: 09-Jun-2023 Ticker: AIF ISIN: US0376381036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Robert L. Borden Mgmt Split 90% For 9% Against 1% AbstainSplit 1b. Election of Director: Meredith Coffey Mgmt Split 92% For 7% Against 1% AbstainSplit 2. To consider and ratify the appointment of Mgmt Split 99% For 1% Abstain Split Deloitte & Touche LLP as the Fund's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ARES DYNAMIC CREDIT ALLOCATION FUND Agenda Number: 935806818 -------------------------------------------------------------------------------------------------------------------------- Security: 04014F102 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: ARDC ISIN: US04014F1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to serve for a Mgmt Split 95% For 5% Withheld Split term expiring in 2026 Annual Meeting: Bruce H. Spector -------------------------------------------------------------------------------------------------------------------------- BAILLIE GIFFORD US GROWTH TRUST PLC Agenda Number: 715979146 -------------------------------------------------------------------------------------------------------------------------- Security: G077C0107 Meeting Type: AGM Meeting Date: 16-Sep-2022 Ticker: ISIN: GB00BDFGHW41 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE REMUNERATION POLICY Mgmt For For 3 APPROVE REMUNERATION REPORT Mgmt For For 4 RE-ELECT TOM BURNET AS DIRECTOR Mgmt For For 5 RE-ELECT SUE INGLIS AS DIRECTOR Mgmt For For 6 RE-ELECT GRAHAM PATERSON AS DIRECTOR Mgmt For For 7 RE-ELECT CHRIS VAN DER KUYL AS DIRECTOR Mgmt For For 8 RE-ELECT RACHAEL PALMER AS DIRECTOR Mgmt For For 9 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For 10 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For AUDITORS 11 AUTHORISE ISSUE OF EQUITY Mgmt For For 12 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS 13 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For SHARES -------------------------------------------------------------------------------------------------------------------------- BARINGS GBL SHORT DURATION H/Y FUND Agenda Number: 935685872 -------------------------------------------------------------------------------------------------------------------------- Security: 06760L100 Meeting Type: Annual Meeting Date: 08-Aug-2022 Ticker: BGH ISIN: US06760L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David M. Mihalick Mgmt Split 94% For 6% Withheld Split Dr.Bernard A Harris Jr. Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 935785418 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Meeting Date: 06-May-2023 Ticker: BRKB ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt Split 90% For 10% Withheld Split Charles T. Munger Mgmt Split 86% For 14% Withheld Split Gregory E. Abel Mgmt Split 86% For 14% Withheld Split Howard G. Buffett Mgmt Split 85% For 15% Withheld Split Susan A. Buffett Mgmt Split 86% For 14% Withheld Split Stephen B. Burke Mgmt Split 70% For 30% Withheld Split Kenneth I. Chenault Mgmt Split 71% For 29% Withheld Split Christopher C. Davis Mgmt Split 90% For 10% Withheld Split Susan L. Decker Mgmt Split 48% For 52% Withheld Split Charlotte Guyman Mgmt Split 48% For 52% Withheld Split Ajit Jain Mgmt Split 86% For 14% Withheld Split Thomas S. Murphy, Jr. Mgmt Split 94% For 6% Withheld Split Ronald L. Olson Mgmt Split 85% For 15% Withheld Split Wallace R. Weitz Mgmt Split 91% For 9% Withheld Split Meryl B. Witmer Mgmt Split 91% For 9% Withheld Split 2. Non-binding resolution to approve the Mgmt Split 70% For 30% Against Split compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. 3. Non-binding resolution to determine the Mgmt Split 80% 1 Year 1% 2 Years 19% 3 YearsSplit frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. 4. Shareholder proposal regarding how the Shr Split 69% For 24% Against 7% AbstainSplit Company manages physical and transitional climate related risks and opportunities. 5. Shareholder proposal regarding how climate Shr Split 56% For 37% Against 7% AbstainSplit related risks are being governed by the Company. 6. Shareholder proposal regarding how the Shr Split 50% For 43% Against 7% AbstainSplit Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities. 7. Shareholder proposal regarding the Shr Split 39% For 54% Against 7% AbstainSplit reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. 8. Shareholder proposal regarding the adoption Shr Split 31% For 68% Against 1% AbstainSplit of a policy requiring that two separate people hold the offices of the Chairman and the CEO. 9. Shareholder proposal requesting that the Shr Split 1% For 98% Against 1% AbstainSplit Company avoid supporting or taking a public policy position on controversial social and political issues. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK CAPITAL ALLOCATION TRUST Agenda Number: 935675059 -------------------------------------------------------------------------------------------------------------------------- Security: 09260U109 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: BCAT ISIN: US09260U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 91% For 9% Withheld Split Robert Fairbairn Mgmt Split 96% For 4% Withheld Split J. Phillip Holloman Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 935675059 -------------------------------------------------------------------------------------------------------------------------- Security: 09255P107 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: HYT ISIN: US09255P1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 96% For 4% Withheld Split Robert Fairbairn Mgmt Split 97% For 3% Withheld Split J. Phillip Holloman Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 935675059 -------------------------------------------------------------------------------------------------------------------------- Security: 09255R202 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: DSU ISIN: US09255R2022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 95% For 5% Withheld Split Robert Fairbairn Mgmt Split 97% For 3% Withheld Split J. Phillip Holloman Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK ENHANCED CAPITAL & INCOME FUND Agenda Number: 935675059 -------------------------------------------------------------------------------------------------------------------------- Security: 09256A109 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: CII ISIN: US09256A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 96% For 4% Withheld Split Robert Fairbairn Mgmt Split 97% For 3% Withheld Split J. Phillip Holloman Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK ESG CAPITAL ALLOCATION Agenda Number: 935675059 -------------------------------------------------------------------------------------------------------------------------- Security: 09262F100 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: ECAT ISIN: US09262F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 75% For 25% Withheld Split Robert Fairbairn Mgmt Split 80% For 20% Withheld Split J. Phillip Holloman Mgmt Split 75% For 25% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK FLOATING RATE INCOME TRUST Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 091941104 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: BGT ISIN: US0919411043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 95% For 5% Withheld Split Robert Fairbairn Mgmt Split 95% For 5% Withheld Split Stayce D. Harris Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK FUNDS Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 09258G104 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: BST ISIN: US09258G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 93% For 7% Withheld Split Robert Fairbairn Mgmt Split 93% For 7% Withheld Split Stayce D. Harris Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK HEALTH SCIENCES Agenda Number: 935675059 -------------------------------------------------------------------------------------------------------------------------- Security: 09260E105 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: BMEZ ISIN: US09260E1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fabozzi Mgmt Split 96% For 4% Withheld Split Robert Fairbairn Mgmt Split 96% For 4% Withheld Split J. Phillip Holloman Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK LTD DURATION INCOME TR Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 09249W101 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: BLW ISIN: US09249W1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 97% For 3% Withheld Split Robert Fairbairn Mgmt Split 97% For 3% Withheld Split Stayce D. Harris Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIHOLDINGS FUND, INC Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 09253N104 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: MHD ISIN: US09253N1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 57% For 43% Withheld Split Robert Fairbairn Mgmt Split 58% For 42% Withheld Split Stayce D. Harris Mgmt Split 57% For 43% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIHOLDINGS INSD FD II INC Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 09254C107 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: MUE ISIN: US09254C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 42% For 58% Withheld Split Robert Fairbairn Mgmt Split 42% For 58% Withheld Split Stayce D. Harris Mgmt Split 42% For 58% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIVEST FUND INC Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 09253R105 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: MVF ISIN: US09253R1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 64% For 36% Withheld Split Robert Fairbairn Mgmt Split 64% For 36% Withheld Split Stayce D. Harris Mgmt Split 64% For 36% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIYIELD INSURED FUND Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 09254E103 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: MYI ISIN: US09254E1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 45% For 55% Withheld Split Robert Fairbairn Mgmt Split 45% For 55% Withheld Split Stayce D. Harris Mgmt Split 45% For 55% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIYIELD QUALITY FUND Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 09254F100 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: MQY ISIN: US09254F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 53% For 47% Withheld Split Robert Fairbairn Mgmt Split 53% For 47% Withheld Split Stayce D. Harris Mgmt Split 53% For 47% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK MUNIYIELD QUALITY FUND II Agenda Number: 935675061 -------------------------------------------------------------------------------------------------------------------------- Security: 09254G108 Meeting Type: Annual Meeting Date: 25-Jul-2022 Ticker: MQT ISIN: US09254G1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia L. Egan Mgmt Split 51% For 49% Withheld Split Robert Fairbairn Mgmt Split 51% For 49% Withheld Split Stayce D. Harris Mgmt Split 53% For 47% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 935780709 -------------------------------------------------------------------------------------------------------------------------- Security: 09257D102 Meeting Type: Annual Meeting Date: 19-Apr-2023 Ticker: BGX ISIN: US09257D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2.1 Election of Trustee: Jane Siebels Mgmt Split 80% For 20% Withheld Split 2.2 Election of Trustee: Daniel H. Smith, Jr. Mgmt Split 84% For 16% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BOULDER GROWTH & INCOME FUND, INC. Agenda Number: 935724662 -------------------------------------------------------------------------------------------------------------------------- Security: 101507101 Meeting Type: Annual Meeting Date: 17-Nov-2022 Ticker: STEW ISIN: US1015071012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dr. Dean Jacobson Mgmt Split 92% For 8% Withheld Split Nicole Murphey Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- CBRE CLARION GLOBAL REAL ESTATE INC FD Agenda Number: 935709444 -------------------------------------------------------------------------------------------------------------------------- Security: 12504G100 Meeting Type: Annual Meeting Date: 11-Oct-2022 Ticker: IGR ISIN: US12504G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John R. Bartholdson Mgmt Split 92% For 8% Withheld Split Leslie E. Greis Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- DNP SELECT INCOME FUND, INC. Agenda Number: 935758182 -------------------------------------------------------------------------------------------------------------------------- Security: 23325P104 Meeting Type: Annual Meeting Date: 06-Mar-2023 Ticker: DNP ISIN: US23325P1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a1 Election of Director: Mareile B. Cusack Mgmt Split 97% For 3% Withheld Split 1a2 Election of Director: David J. Vitale Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- DOUBLELINE INCOME SOLUTIONS FUND Agenda Number: 935762179 -------------------------------------------------------------------------------------------------------------------------- Security: 258622109 Meeting Type: Annual Meeting Date: 24-Feb-2023 Ticker: DSL ISIN: US2586221093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Trustee: John C. Salter Mgmt Split 56% For 44% Withheld Split -------------------------------------------------------------------------------------------------------------------------- DOUBLELINE MUTUAL FUNDS Agenda Number: 935762181 -------------------------------------------------------------------------------------------------------------------------- Security: 25862D105 Meeting Type: Annual Meeting Date: 24-Feb-2023 Ticker: DLY ISIN: US25862D1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class III Trustee: John C. Mgmt Split 28% For 72% Withheld Split Salter -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 935763652 -------------------------------------------------------------------------------------------------------------------------- Security: 278279104 Meeting Type: Annual Meeting Date: 16-Mar-2023 Ticker: EFT ISIN: US2782791048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Thomas E. Faust Jr. Mgmt Split 98% For 2% Withheld Split Cynthia E. Frost Mgmt Split 98% For 2% Withheld Split Scott E. Wennerholm Mgmt Split 97% For 3% Withheld Split Nancy A. Wiser Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE RISK-MGD DIV EQTY INCM FD Agenda Number: 935771370 -------------------------------------------------------------------------------------------------------------------------- Security: 27829G106 Meeting Type: Annual Meeting Date: 12-Apr-2023 Ticker: ETJ ISIN: US27829G1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Thomas E. Faust Jr. Mgmt Split 95% For 5% Withheld Split Cynthia E. Frost Mgmt Split 94% For 6% Withheld Split Keith Quinton Mgmt Split 95% For 5% Withheld Split Scott E. Wennerholm Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE SENIOR FLOATING-RATE TRUST Agenda Number: 935682751 -------------------------------------------------------------------------------------------------------------------------- Security: 27828Q105 Meeting Type: Annual Meeting Date: 11-Aug-2022 Ticker: EFR ISIN: US27828Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a) DIRECTOR Cynthia E. Frost Mgmt Split 96% For 4% Withheld Split Valerie A. Mosley Mgmt Split 95% For 5% Withheld Split Scott E. Wennerholm Mgmt Split 96% For 4% Withheld Split Nancy A. Wiser Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-ADVANTAGED DIV INCOME FD Agenda Number: 935683549 -------------------------------------------------------------------------------------------------------------------------- Security: 27828G107 Meeting Type: Annual Meeting Date: 11-Aug-2022 Ticker: EVT ISIN: US27828G1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b) DIRECTOR Cynthia E. Frost Mgmt Split 97% For 3% Withheld Split Valerie A. Mosley Mgmt Split 97% For 3% Withheld Split Susan J. Sutherland Mgmt Split 97% For 3% Withheld Split Nancy A. Wiser Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-ADVANTAGED GLOBAL DIV FD Agenda Number: 935683551 -------------------------------------------------------------------------------------------------------------------------- Security: 27828S101 Meeting Type: Annual Meeting Date: 11-Aug-2022 Ticker: ETG ISIN: US27828S1015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c) DIRECTOR Cynthia E. Frost Mgmt Split 97% For 3% Withheld Split Valerie A. Mosley Mgmt Split 97% For 3% Withheld Split Scott E. Wennerholm Mgmt Split 97% For 3% Withheld Split Nancy A. Wiser Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE TAX-MANGD GLB DIV EQ INC FD Agenda Number: 935684034 -------------------------------------------------------------------------------------------------------------------------- Security: 27829F108 Meeting Type: Annual Meeting Date: 11-Aug-2022 Ticker: EXG ISIN: US27829F1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1d) DIRECTOR Thomas E. Faust Jr. Mgmt Split 98% For 2% Withheld Split Cynthia E. Frost Mgmt Split 98% For 2% Withheld Split Scott E. Wennerholm Mgmt Split 98% For 2% Withheld Split Nancy A. Wiser Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EV TAX-MANAGED DIVERSIFIED EQUITY INCOME Agenda Number: 935683563 -------------------------------------------------------------------------------------------------------------------------- Security: 27828N102 Meeting Type: Annual Meeting Date: 11-Aug-2022 Ticker: ETY ISIN: US27828N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1d) DIRECTOR Thomas E. Faust Jr. Mgmt Split 98% For 2% Withheld Split Cynthia E. Frost Mgmt Split 98% For 2% Withheld Split Scott E. Wennerholm Mgmt Split 98% For 2% Withheld Split Nancy A. Wiser Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST Agenda Number: 935781434 -------------------------------------------------------------------------------------------------------------------------- Security: 33738G104 Meeting Type: Annual Meeting Date: 17-Apr-2023 Ticker: FEN ISIN: US33738G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Trustee for a Mgmt Split 94% For 6% Withheld Split three-year term: Denise M. Keefe 1.2 Election of Class I Trustee for a Mgmt Split 94% For 6% Withheld Split three-year term: Robert F. Keith -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 935781434 -------------------------------------------------------------------------------------------------------------------------- Security: 33738C103 Meeting Type: Annual Meeting Date: 17-Apr-2023 Ticker: FIF ISIN: US33738C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Trustee for a Mgmt Split 82% For 18% Withheld Split three-year term: Denise M. Keefe 1.2 Election of Class I Trustee for a Mgmt Split 81% For 19% Withheld Split three-year term: Robert F. Keith -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 935781434 -------------------------------------------------------------------------------------------------------------------------- Security: 33739B104 Meeting Type: Annual Meeting Date: 17-Apr-2023 Ticker: FEI ISIN: US33739B1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Trustee for a Mgmt Split 89% For 11% Withheld Split three-year term: Denise M. Keefe 1.2 Election of Class I Trustee for a Mgmt Split 87% For 13% Withheld Split three-year term: Robert F. Keith -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 935781434 -------------------------------------------------------------------------------------------------------------------------- Security: 33739M100 Meeting Type: Annual Meeting Date: 17-Apr-2023 Ticker: FPL ISIN: US33739M1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Trustee for a Mgmt Split 84% For 16% Withheld Split three-year term: Denise M. Keefe 1.2 Election of Class I Trustee for a Mgmt Split 83% For 17% Withheld Split three-year term: Robert F. Keith -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST INTERMEDIATE Agenda Number: 935781434 -------------------------------------------------------------------------------------------------------------------------- Security: 33718W103 Meeting Type: Annual Meeting Date: 17-Apr-2023 Ticker: FPF ISIN: US33718W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Trustee for a Mgmt Split 96% For 4% Withheld Split three-year term: Denise M. Keefe 1.2 Election of Class I Trustee for a Mgmt Split 96% For 4% Withheld Split three-year term: Robert F. Keith -------------------------------------------------------------------------------------------------------------------------- FLAHERTY & CRUMRINE Agenda Number: 935776750 -------------------------------------------------------------------------------------------------------------------------- Security: 33848W106 Meeting Type: Annual Meeting Date: 19-Apr-2023 Ticker: DFP ISIN: US33848W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Karen H. Hogan Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FLAHERTY & CRUMRINE/CLAYMORE PFD SEC INC Agenda Number: 935776736 -------------------------------------------------------------------------------------------------------------------------- Security: 338478100 Meeting Type: Annual Meeting Date: 19-Apr-2023 Ticker: FFC ISIN: US3384781007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: David Gale Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GABELLI DIVIDEND & INCOME TRUST Agenda Number: 935810374 -------------------------------------------------------------------------------------------------------------------------- Security: 36242H104 Meeting Type: Annual Meeting Date: 22-May-2023 Ticker: GDV ISIN: US36242H1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fahrenkopf,Jr. Mgmt Split 40% For 60% Withheld Split Anthonie C. van Ekris Mgmt Split 40% For 60% Withheld Split Salvatore J. Zizza Mgmt Split 40% For 60% Withheld Split -------------------------------------------------------------------------------------------------------------------------- GENERAL AMERICAN INVESTORS COMPANY, INC. Agenda Number: 935769717 -------------------------------------------------------------------------------------------------------------------------- Security: 368802104 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: GAM ISIN: US3688021043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mr. Berens Mgmt Split 82% For 18% Withheld Split Mr. Davidson Mgmt Split 82% For 18% Withheld Split Ms. Del Villar Mgmt Split 83% For 17% Withheld Split Mr. Gordan Mgmt Split 80% For 20% Withheld Split Ms. Gotbaum Mgmt Split 81% For 19% Withheld Split Ms. Lynch Mgmt Split 83% For 17% Withheld Split Mr. Priest Mgmt Split 82% For 18% Withheld Split Ms. Sachs Mgmt Split 83% For 17% Withheld Split 2. Ratification of the selection of Ernst & Mgmt Split 89% For 11% Against Split Young LLP as auditors. -------------------------------------------------------------------------------------------------------------------------- GUGGENHEIM ACTIVE ALLOCATION FUND Agenda Number: 935781270 -------------------------------------------------------------------------------------------------------------------------- Security: 40170T106 Meeting Type: Annual Meeting Date: 06-Apr-2023 Ticker: GUG ISIN: US40170T1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Trustee to serve until Mgmt Split 90% For 9% Against 1% AbstainSplit 2026 annual meeting or until a successor is elected and qualified: Randall C. Barnes 1b. Election of Class I Trustee to serve until Mgmt Split 90% For 9% Against 1% AbstainSplit 2026 annual meeting or until a successor is elected and qualified: Angela Brock-Kyle -------------------------------------------------------------------------------------------------------------------------- GUGGENHEIM FUNDS Agenda Number: 935781268 -------------------------------------------------------------------------------------------------------------------------- Security: 40167F101 Meeting Type: Annual Meeting Date: 06-Apr-2023 Ticker: GOF ISIN: US40167F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Trustee to serve until Mgmt Split 96% For 2% Against 2% AbstainSplit 2025 annual meeting or until a successor is elected and qualified: Thomas F. Lydon Jr. 1b. Election of Class II Trustee to serve until Mgmt Split 96% For 2% Against 2% AbstainSplit 2025 annual meeting or until a successor is elected and qualified: Ronald A. Nyberg 1c. Election of Class II Trustee to serve until Mgmt Split 95% For 3% Against 2% AbstainSplit 2025 annual meeting or until a successor is elected and qualified: Sandra G. Sponem 1d. Election of Class II Trustee to serve until Mgmt Split 96% For 2% Against 2% AbstainSplit 2025 annual meeting or until a successor is elected and qualified: Ronald E. Toupin, Jr. -------------------------------------------------------------------------------------------------------------------------- HIPGNOSIS SONGS FUND LIMITED Agenda Number: 715959497 -------------------------------------------------------------------------------------------------------------------------- Security: G4497R113 Meeting Type: AGM Meeting Date: 21-Sep-2022 Ticker: ISIN: GG00BFYT9H72 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND ADOPT THE ANNUAL REPORT AND Mgmt For For AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2022 (THE "ANNUAL REPORT") 2 THAT THE DIRECTORS' REMUNERATION FOR THE Mgmt For For PERIOD ENDED 31 MARCH 2022 AS PROVIDED ON PAGE 110 OF THE ANNUAL REPORT BE APPROVED 3 THAT THE COMPANY'S REMUNERATION POLICY AS Mgmt For For PUBLISHED ON THE COMPANY'S WEBSITE (WWW.HIPGNOSISSONGS.COM/COMPANY-POLICIES) BE APPROVED FOR A PERIOD OF 3 YEARS, UNLESS VARIED AT AN EARLIER DATE 4 THAT PURSUANT TO ARTICLE 25.1 OF THE Mgmt For For ARTICLES, AS SUPPLEMENTED BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS DATED 8 SEPTEMBER 2020, THE MAXIMUM AGGREGATE AMOUNT OF FEES TO BE PAID TO THE DIRECTORS BE INCREASED FROM GBP 500,000 PER ANNUM TO GBP 550,000 PER ANNUM 5 TO RE-APPOINT PRICEWATERHOUSECOOPERS CI Mgmt For For LLP, WHO HAVE INDICATED THEIR WILLINGNESS TO CONTINUE IN OFFICE, AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IN 2023 6 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For REMUNERATION OF PRICEWATERHOUSECOOPERS CI LLP 7 TO RE-ELECT ANDREW SUTCH, RETIRING IN Mgmt For For ACCORDANCE WITH THE COMPANY'S ARTICLES OF INCORPORATION (THE "ARTICLES"), AS A DIRECTOR OF THE COMPANY 8 TO RE-ELECT ANDREW WILKINSON, RETIRING IN Mgmt For For ACCORDANCE WITH THE ARTICLES, AS A DIRECTOR OF THE COMPANY 9 TO RE-ELECT SIMON HOLDEN, RETIRING IN Mgmt For For ACCORDANCE WITH THE ARTICLES, AS A DIRECTOR OF THE COMPANY 10 TO RE-ELECT PAUL BURGER, RETIRING IN Mgmt For For ACCORDANCE WITH THE ARTICLES, AS A DIRECTOR OF THE COMPANY 11 TO RE-ELECT SYLVIA COLEMAN, RETIRING IN Mgmt For For ACCORDANCE WITH THE ARTICLES, AS A DIRECTOR OF THE COMPANY 12 TO RE-ELECT VANIA SCHLOGEL, RETIRING IN Mgmt For For ACCORDANCE WITH THE ARTICLES, AS A DIRECTOR OF THE COMPANY 13 THAT THE COMPANY'S DIVIDEND POLICY BE Mgmt For For APPROVED 14 THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For AUTHORISED, PURSUANT TO ARTICLE 5.8 OF THE ARTICLES, TO ALLOT AND ISSUE OR MAKE OFFERS OR AGREEMENTS TO ALLOT AND ISSUE, GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITIES INTO ORDINARY SHARES (INCLUDING BY WAY OF SALE OF ORDINARY SHARES FROM TREASURY) ("RELEVANT SECURITIES") FOR CASH UP TO THE AGGREGATE NUMBER OF 60,560,714 ORDINARY SHARES (REPRESENTING 5 PER CENT. OF THE ORDINARY SHARES IN ISSUE AS AT THE DATE OF THIS DOCUMENT (EXCLUDING ANY ORDINARY SHARES HELD IN TREASURY AND AFTER GIVING EFFECT TO THE EXERCISE OF ANY WARRANTS, OPTIONS OR OTHER CONVERTIBLE SECURITIES OUTSTANDING AS AT SUCH DATE)) AS IF ARTICLE 5.1 OF THE ARTICLES DID NOT APPLY TO ANY SUCH ALLOTMENT AND ISSUE, SUCH AUTHORITY TO EXPIRE ON THE DATE WHICH IS 15 MONTHS FROM THE DATE OF THE PASSING OF THIS RESOLUTION OR, IF EARLIER, AT THE END OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2023 (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY BY A SPECIAL RESOLUTION) SAVE THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED AND ISSUED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT AND ISSUE RELEVANT SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED 15 THAT THE COMPANY, IN ACCORDANCE WITH Mgmt For For SECTION 315 OF THE COMPANIES (GUERNSEY) LAW 2008 AS AMENDED (THE "LAW"), BE APPROVED TO MAKE MARKET ACQUISITIONS (AS DEFINED IN SECTION 316 OF THE LAW), OF ITS ORDINARY SHARES EITHER FOR RETENTION AS TREASURY SHARES, INSOFAR AS PERMITTED BY THE LAW, OR CANCELLATION, PROVIDED THAT:- (I) THE MAXIMUM NUMBER OF SHARES AUTHORISED TO BE PURCHASED IN THE MARKET IS UP TO 14.99 PER CENT. OF THE ORDINARY SHARES IN ISSUE (EXCLUDING TREASURY SHARES IN ISSUE) AS AT THE TIME IMMEDIATELY FOLLOWING THE PASSING OF THIS RESOLUTION); (II) THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS GBP 0.01; (III) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO THE HIGHER OF: (I) 5 PER CENT ABOVE THE AVERAGE OF THE MID-MARKET VALUES FOR AN ORDINARY SHARE (AS DERIVED FROM THE REGULATED MARKET ON WHICH THE REPURCHASE IS CARRIED OUT) FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT PURCHASE IS MADE; AND (II) THE HIGHER OF: (A) THE PRICE OF THE LAST INDEPENDENT TRADE; OR (B) THE HIGHEST CURRENT INDEPENDENT BID AT THE TIME OF PURCHASE, IN EACH CASE ON THE REGULATED MARKET WHERE THE PURCHASE IS CARRIED OUT; (IV) SUBJECT TO PARAGRAPH (V), SUCH AUTHORITY SHALL EXPIRE AT THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2023 (UNLESS PREVIOUSLY VARIED, REVOKED OR RENEWED BY THE COMPANY IN GENERAL MEETING) OR, IF EARLIER, THE DATE FALLING 18 MONTHS FROM THE PASSING OF THIS RESOLUTION; (V) NOTWITHSTANDING PARAGRAPH (IV), THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ITS ORDINARY SHARES PURSUANT TO THE AUTHORITY HEREBY CONFERRED PRIOR TO THE EXPIRY OF SUCH AUTHORITY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY AND MAY MAKE A PURCHASE OF ITS OWN ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT NOTWITHSTANDING THE AUTHORITY GIVEN BY THIS RESOLUTION -------------------------------------------------------------------------------------------------------------------------- INVESCO SENIOR INCOME TRUST Agenda Number: 935687725 -------------------------------------------------------------------------------------------------------------------------- Security: 46131H107 Meeting Type: Annual Meeting Date: 08-Aug-2022 Ticker: VVR ISIN: US46131H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cynthia Hostetler Mgmt Split 95% For 5% Withheld Split Eli Jones Mgmt Split 95% For 5% Withheld Split Ann Barnett Stern Mgmt Split 95% For 5% Withheld Split Daniel S. Vandivort Mgmt Split 99% For 1% Withheld Split -------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK PREFERRED INCOME FUND Agenda Number: 935751330 -------------------------------------------------------------------------------------------------------------------------- Security: 41013W108 Meeting Type: Annual Meeting Date: 21-Feb-2023 Ticker: HPI ISIN: US41013W1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James R. Boyle Mgmt Split 97% For 3% Withheld Split William H. Cunningham Mgmt Split 95% For 5% Withheld Split Grace K. Fey Mgmt Split 95% For 5% Withheld Split Noni L. Ellison Mgmt Split 96% For 4% Withheld Split Dean C. Garfield Mgmt Split 96% For 4% Withheld Split Patricia Lizarraga Mgmt Split 95% For 5% Withheld Split Paul Lorentz Mgmt Split 97% For 3% Withheld Split Hassell H. McClellan Mgmt Split 95% For 5% Withheld Split Gregory A. Russo Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- KKR INCOME OPPORTUNITIES FUND Agenda Number: 935766254 -------------------------------------------------------------------------------------------------------------------------- Security: 48249T106 Meeting Type: Annual Meeting Date: 22-Mar-2023 Ticker: KIO ISIN: US48249T1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey L. Zlot Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR EQUITY FUND Agenda Number: 935685846 -------------------------------------------------------------------------------------------------------------------------- Security: 530158104 Meeting Type: Annual Meeting Date: 25-Aug-2022 Ticker: USA ISIN: US5301581048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John J. Neuhauser Mgmt Split 96% For 4% Withheld Split Milton M. Irvin Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR GROWTH FUND, INC. Agenda Number: 935685858 -------------------------------------------------------------------------------------------------------------------------- Security: 529900102 Meeting Type: Annual Meeting Date: 25-Aug-2022 Ticker: ASG ISIN: US5299001025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. DIRECTOR George R. Gaspari Mgmt Split 96% For 4% Withheld Split Edmund J. Burke Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RT Agenda Number: 935684363 -------------------------------------------------------------------------------------------------------------------------- Security: 55608D101 Meeting Type: Annual Meeting Date: 10-Aug-2022 Ticker: MGU ISIN: US55608D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director to serve Mgmt Split 40% For 60% Withheld Split until the 2025 Annual Meeting: Thomas W. Hunersen -------------------------------------------------------------------------------------------------------------------------- MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RT Agenda Number: 935718962 -------------------------------------------------------------------------------------------------------------------------- Security: 55608D101 Meeting Type: Special Meeting Date: 09-Nov-2022 Ticker: MGU ISIN: US55608D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an Agreement and Plan of Mgmt Split 91% For 7% Against 2% AbstainSplit Reorganization providing for the transfer of all of the assets of Macquarie Global Infrastructure Total Return Fund Inc. ("MGU") to abrdn Global Infrastructure Income Fund (the "Acquiring Fund") in exchange solely for newly issued common shares of beneficial interest of the Acquiring Fund and the assumption by the Acquiring Fund of all or substantially all liabilities of MGU and the distribution of common shares of beneficial interest of the Acquiring Fund to the shareholders of MGU and complete liquidation of MGU. -------------------------------------------------------------------------------------------------------------------------- MAINSTAY DEFINED TERM Agenda Number: 935693134 -------------------------------------------------------------------------------------------------------------------------- Security: 56064K100 Meeting Type: Annual Meeting Date: 28-Sep-2022 Ticker: MMD ISIN: US56064K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan B. Kerley Mgmt Split 98% For 2% Withheld Split Jacques P. Perold Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935686470 -------------------------------------------------------------------------------------------------------------------------- Security: 670657105 Meeting Type: Annual Meeting Date: 05-Aug-2022 Ticker: NEA ISIN: US6706571055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Judith M. Stockdale Mgmt Split 94% For 6% Withheld Split Carole E. Stone Mgmt Split 94% For 6% Withheld Split Margaret L. Wolff Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD Agenda Number: 935686470 -------------------------------------------------------------------------------------------------------------------------- Security: 67071L106 Meeting Type: Annual Meeting Date: 05-Aug-2022 Ticker: NVG ISIN: US67071L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Judith M. Stockdale Mgmt Split 95% For 5% Withheld Split Carole E. Stone Mgmt Split 95% For 5% Withheld Split Margaret L. Wolff Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN CORE EQUITY ALPHA FUND Agenda Number: 935816693 -------------------------------------------------------------------------------------------------------------------------- Security: 67090X107 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: JCE ISIN: US67090X1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Robert L. Young* Mgmt Split 95% For 5% Withheld Split Amy B.R. Lancellotta** Mgmt Split 95% For 5% Withheld Split John K. Nelson** Mgmt Split 95% For 5% Withheld Split Terence J. Toth** Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN DYNAMIC Agenda Number: 935686470 -------------------------------------------------------------------------------------------------------------------------- Security: 67079X102 Meeting Type: Annual Meeting Date: 05-Aug-2022 Ticker: NDMO ISIN: US67079X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Judith M. Stockdale Mgmt Split 98% For 2% Withheld Split Carole E. Stone Mgmt Split 98% For 2% Withheld Split Margaret L. Wolff Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN FUNDS Agenda Number: 935816679 -------------------------------------------------------------------------------------------------------------------------- Security: 670663103 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: NMCO ISIN: US6706631032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Robert L. Young* Mgmt Split 97% For 3% Withheld Split Amy B.R. Lancellotta** Mgmt Split 97% For 3% Withheld Split John K. Nelson** Mgmt Split 96% For 4% Withheld Split Terence J. Toth** Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN MUNICIPAL CREDIT INCOME FUND Agenda Number: 935686470 -------------------------------------------------------------------------------------------------------------------------- Security: 67070X101 Meeting Type: Annual Meeting Date: 05-Aug-2022 Ticker: NZF ISIN: US67070X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Judith M. Stockdale Mgmt Split 94% For 6% Withheld Split Carole E. Stone Mgmt Split 94% For 6% Withheld Split Margaret L. Wolff Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN MUNICIPAL VALUE FUND INC Agenda Number: 935686468 -------------------------------------------------------------------------------------------------------------------------- Security: 670928100 Meeting Type: Annual Meeting Date: 05-Aug-2022 Ticker: NUV ISIN: US6709281009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1b. DIRECTOR William C. Hunter Mgmt Split 97% For 3% Withheld Split Judith M. Stockdale Mgmt Split 97% For 3% Withheld Split Carole E. Stone Mgmt Split 97% For 3% Withheld Split Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935816679 -------------------------------------------------------------------------------------------------------------------------- Security: 67073D102 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: JQC ISIN: US67073D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Robert L. Young* Mgmt Split 82% For 18% Withheld Split Amy B.R. Lancellotta** Mgmt Split 91% For 9% Withheld Split John K. Nelson** Mgmt Split 81% For 19% Withheld Split Terence J. Toth** Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND INC SECURITIES FD Agenda Number: 935816679 -------------------------------------------------------------------------------------------------------------------------- Security: 67072C105 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: JPS ISIN: US67072C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Robert L. Young* Mgmt Split 95% For 5% Withheld Split Amy B.R. Lancellotta** Mgmt Split 96% For 4% Withheld Split John K. Nelson** Mgmt Split 94% For 6% Withheld Split Terence J. Toth** Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERRED AND INCOME OPP FD Agenda Number: 935816679 -------------------------------------------------------------------------------------------------------------------------- Security: 67073B106 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: JPC ISIN: US67073B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. DIRECTOR Robert L. Young* Mgmt Split 95% For 5% Withheld Split Amy B.R. Lancellotta** Mgmt Split 95% For 5% Withheld Split John K. Nelson** Mgmt Split 94% For 6% Withheld Split Terence J. Toth** Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935686470 -------------------------------------------------------------------------------------------------------------------------- Security: 67066V101 Meeting Type: Annual Meeting Date: 05-Aug-2022 Ticker: NAD ISIN: US67066V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Judith M. Stockdale Mgmt Split 96% For 4% Withheld Split Carole E. Stone Mgmt Split 96% For 4% Withheld Split Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN REAL ASSET INCOME AND GROWTH FUND Agenda Number: 935816693 -------------------------------------------------------------------------------------------------------------------------- Security: 67074Y105 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: JRI ISIN: US67074Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Robert L. Young* Mgmt Split 87% For 13% Withheld Split Amy B.R. Lancellotta** Mgmt Split 92% For 8% Withheld Split John K. Nelson** Mgmt Split 87% For 13% Withheld Split Terence J. Toth** Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN REAL ESTATE INCOME FUND Agenda Number: 935816693 -------------------------------------------------------------------------------------------------------------------------- Security: 67071B108 Meeting Type: Annual Meeting Date: 08-May-2023 Ticker: JRS ISIN: US67071B1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1c. DIRECTOR Robert L. Young* Mgmt Split 96% For 4% Withheld Split Amy B.R. Lancellotta** Mgmt Split 96% For 4% Withheld Split John K. Nelson** Mgmt Split 96% For 4% Withheld Split Terence J. Toth** Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PGIM INVESTMENTS Agenda Number: 935765579 -------------------------------------------------------------------------------------------------------------------------- Security: 69346H100 Meeting Type: Annual Meeting Date: 29-Mar-2023 Ticker: ISD ISIN: US69346H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director: Kevin J. Mgmt Split 85% For 14% Against 1% AbstainSplit Bannon 1.2 Election of Class II Director: Keith F. Mgmt Split 85% For 14% Against 1% AbstainSplit Hartstein 1.3 Election of Class II Director: Grace C. Mgmt Split 95% For 4% Against 1% AbstainSplit Torres 2. Ratify the appointment of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountant for the fiscal year ending July 31, 2023. -------------------------------------------------------------------------------------------------------------------------- PGIM INVESTMENTS Agenda Number: 935765581 -------------------------------------------------------------------------------------------------------------------------- Security: 69346J106 Meeting Type: Annual Meeting Date: 29-Mar-2023 Ticker: GHY ISIN: US69346J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director: Kevin J. Mgmt Split 85% For 14% Against 1% AbstainSplit Bannon 1.2 Election of Class II Director: Keith F. Mgmt Split 85% For 14% Against 1% AbstainSplit Hartstein 1.3 Election of Class II Director: Grace C. Mgmt Split 91% For 8% Against 1% AbstainSplit Torres 2. Ratify the appointment of Mgmt Split 99% For 1% Abstain Split PricewaterhouseCoopers LLP as the Fund's independent registered public accountant for the fiscal year ending July 31, 2023. -------------------------------------------------------------------------------------------------------------------------- PGIM SHORT DURATION HIGH YIELD OPP Agenda Number: 935765593 -------------------------------------------------------------------------------------------------------------------------- Security: 69355J104 Meeting Type: Annual Meeting Date: 29-Mar-2023 Ticker: SDHY ISIN: US69355J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Trustee: Kevin J. Mgmt Split 89% For 10% Against 1% AbstainSplit Bannon 1.2 Election of Class II Trustee: Keith F. Mgmt Split 84% For 15% Against 1% AbstainSplit Hartstein 1.3 Election of Class II Trustee: Grace C. Mgmt Split 84% For 15% Against 1% AbstainSplit Torres -------------------------------------------------------------------------------------------------------------------------- PIMCO ACCESS INCOME FUND Agenda Number: 935795851 -------------------------------------------------------------------------------------------------------------------------- Security: 72203T100 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: PAXS ISIN: US72203T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Kathleen McCartney Mgmt Split 98% For 2% Withheld * 1.2 Election of Trustee: Deborah DeCotis Mgmt Split 98% For 2% Withheld * 1.3 Election of Trustee: David Fisher Mgmt Split 98% For 2% Withheld * 1.4 Election of Trustee: Joseph B. Kittredge, Mgmt Split 98% For 2% Withheld * Jr. -------------------------------------------------------------------------------------------------------------------------- PIMCO CLOSED-END FUNDS Agenda Number: 935795801 -------------------------------------------------------------------------------------------------------------------------- Security: 69355M107 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: PDO ISIN: US69355M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Kathleen McCartney Mgmt Split 97% For 3% Withheld Split 1.2 Election of Trustee: Sarah E. Cogan Mgmt Split 97% For 3% Withheld Split 1.3 Election of Trustee: E. Grace Vandecruze Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO DYNAMIC INCOME FUND Agenda Number: 935880395 -------------------------------------------------------------------------------------------------------------------------- Security: 72201Y101 Meeting Type: Annual Meeting Date: 29-Jun-2023 Ticker: PDI ISIN: US72201Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 96% For 4% Withheld Split 1.2 Election of Trustee: E. Grace Vandecruze Mgmt Split 96% For 4% Withheld Split 1.3 Election of Trustee: Joseph B. Kittredge, Mgmt Split 96% For 4% Withheld Split Jr. 1.4 Election of Trustee: David Fisher Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO FUNDS Agenda Number: 935880422 -------------------------------------------------------------------------------------------------------------------------- Security: 69346N107 Meeting Type: Annual Meeting Date: 29-Jun-2023 Ticker: NRGX ISIN: US69346N1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 91% For 9% Withheld * 1.2 Election of Trustee: Libby D. Cantrill Mgmt Split 91% For 9% Withheld * 1.3 Election of Trustee: David Fisher Mgmt Split 91% For 9% Withheld * 1.4 Election of Trustee: Sarah E. Cogan Mgmt Split 87% For 13% Withheld * -------------------------------------------------------------------------------------------------------------------------- PIMCO HIGH INCOME FUND Agenda Number: 935880371 -------------------------------------------------------------------------------------------------------------------------- Security: 722014107 Meeting Type: Annual Meeting Date: 29-Jun-2023 Ticker: PHK ISIN: US7220141078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 92% For 8% Withheld Split 1.2 Election of Trustee: E. Grace Vandecruze Mgmt Split 92% For 8% Withheld Split 1.3 Election of Trustee: David Fisher Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO MUNICIPAL INCOME FUND Agenda Number: 935734500 -------------------------------------------------------------------------------------------------------------------------- Security: 72200R107 Meeting Type: Annual Meeting Date: 16-Dec-2022 Ticker: PMF ISIN: US72200R1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Deborah DeCotis Mgmt Split 95% For 5% Withheld Split 1.2 Election of Trustee: Kathleen McCartney Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO MUNICIPAL INCOME FUND III Agenda Number: 935734485 -------------------------------------------------------------------------------------------------------------------------- Security: 72201A103 Meeting Type: Annual Meeting Date: 16-Dec-2022 Ticker: PMX ISIN: US72201A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Trustee: Alan Rappaport Mgmt Split 93% For 7% Withheld Split 1.2 Election of Trustee: Kathleen McCartney Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIONEER DIVERSIFIED HIGH INCOME TRUST Agenda Number: 935697904 -------------------------------------------------------------------------------------------------------------------------- Security: 723653101 Meeting Type: Annual Meeting Date: 15-Sep-2022 Ticker: HNW ISIN: US7236531015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt Split 90% For 8% Against 2% AbstainSplit third annual meeting: John E. Baumgardner, Jr. 1.2 Election of Director to serve until the Mgmt Split 90% For 8% Against 2% AbstainSplit third annual meeting: Lisa M. Jones 1.3 Election of Director to serve until the Mgmt Split 89% For 8% Against 3% AbstainSplit third annual meeting: Lorraine H. Monchak -------------------------------------------------------------------------------------------------------------------------- PIONEER HIGH INCOME TRUST Agenda Number: 935697904 -------------------------------------------------------------------------------------------------------------------------- Security: 72369H106 Meeting Type: Annual Meeting Date: 15-Sep-2022 Ticker: PHT ISIN: US72369H1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt Split 93% For 5% Against 2% AbstainSplit third annual meeting: John E. Baumgardner, Jr. 1.2 Election of Director to serve until the Mgmt Split 92% For 5% Against 3% AbstainSplit third annual meeting: Lisa M. Jones 1.3 Election of Director to serve until the Mgmt Split 92% For 5% Against 3% AbstainSplit third annual meeting: Lorraine H. Monchak -------------------------------------------------------------------------------------------------------------------------- ROYCE VALUE TRUST, INC. Agenda Number: 935699857 -------------------------------------------------------------------------------------------------------------------------- Security: 780910105 Meeting Type: Annual Meeting Date: 28-Sep-2022 Ticker: RVT ISIN: US7809101055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patricia W. Chadwick Mgmt Split 96% For 4% Withheld Split Arthur S. Mehlman Mgmt Split 96% For 4% Withheld Split Michael K. Shields Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TEKLA CAPITAL FUNDS Agenda Number: 935832635 -------------------------------------------------------------------------------------------------------------------------- Security: 87911K100 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: HQL ISIN: US87911K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kathleen L. Goetz Mgmt Split 95% For 5% Withheld Split W. Mark Watson Mgmt Split 95% For 5% Withheld Split 2. The ratification or rejection of the Mgmt Split 97% For 2% Against 1% AbstainSplit selection of Deloitte & Touche LLP as the independent registered public accountants of the Fund for the fiscal year ending September 30, 2023. 3. Take action on a shareholder proposal Mgmt Split 44% For 51% Against 5% AbstainSplit requesting that the Fund take the steps necessary to reorganize the Board of Trustees into one class with each Trustee subject to election each year, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 935832659 -------------------------------------------------------------------------------------------------------------------------- Security: 879105104 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: THQ ISIN: US8791051043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey A. Bailey Mgmt Split 97% For 3% Withheld Split Thomas M. Kent, CPA Mgmt Split 97% For 3% Withheld Split 2. The ratification or rejection of the Mgmt Split 98% For 1% Against 1% AbstainSplit selection of Deloitte & Touche LLP as the independent registered public accountants of the Fund for the fiscal year ending September 30, 2023. -------------------------------------------------------------------------------------------------------------------------- TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 935832647 -------------------------------------------------------------------------------------------------------------------------- Security: 87911J103 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: HQH ISIN: US87911J1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey A. Bailey Mgmt Split 96% For 4% Withheld Split Rakesh K. Jain, Ph.D. Mgmt Split 96% For 4% Withheld Split 2. The ratification or rejection of the Mgmt Split 97% For 2% Against 1% AbstainSplit selection of Deloitte & Touche LLP as the independent registered public accountants of the Fund for the fiscal year ending September 30, 2023. -------------------------------------------------------------------------------------------------------------------------- TEMPLETON EMERGING MARKETS INVESTMENT TRUST PLC Agenda Number: 715806684 -------------------------------------------------------------------------------------------------------------------------- Security: G87546258 Meeting Type: AGM Meeting Date: 14-Jul-2022 Ticker: ISIN: GB00BKPG0S09 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE REMUNERATION REPORT Mgmt For For 3 APPROVE FINAL DIVIDEND Mgmt For For 4.1 RE-ELECT PAUL MANDUCA AS DIRECTOR Mgmt For For 4.2 RE-ELECT CHARLIE RICKETTS AS DIRECTOR Mgmt For For 4.3 RE-ELECT DAVID GRAHAM AS DIRECTOR Mgmt For For 4.4 RE-ELECT SIMON JEFFREYS AS DIRECTOR Mgmt For For 4.5 RE-ELECT MAGDALENE MILLER AS DIRECTOR Mgmt For For 5 REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For 6 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For AUDITORS 7 AUTHORISE ISSUE OF EQUITY Mgmt For For 8 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS 9 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For SHARES 10 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For MEETING WITH TWO WEEKS NOTICE -------------------------------------------------------------------------------------------------------------------------- THE GABELLI EQUITY TRUST INC. Agenda Number: 935810300 -------------------------------------------------------------------------------------------------------------------------- Security: 362397101 Meeting Type: Annual Meeting Date: 22-May-2023 Ticker: GAB ISIN: US3623971013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fahrenkopf, Jr Mgmt Split 81% For 19% Withheld Split Laura Linehan Mgmt Split 81% For 19% Withheld Split Salvatore J. Zizza Mgmt Split 81% For 19% Withheld Split -------------------------------------------------------------------------------------------------------------------------- THORNBURG INVESTMENT INCOME BUILDER OPP Agenda Number: 935766266 -------------------------------------------------------------------------------------------------------------------------- Security: 885213108 Meeting Type: Annual Meeting Date: 14-Mar-2023 Ticker: TBLD ISIN: US8852131080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Trustee: Benjamin D. Mgmt Split 88% For 12% Withheld Split Kirby 1.2 Election of Class I Trustee: Anne W. Mgmt Split 89% For 11% Withheld Split Kritzmire -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO ADVANTAGE INCOME OPP FUND Agenda Number: 935685860 -------------------------------------------------------------------------------------------------------------------------- Security: 94987B105 Meeting Type: Annual Meeting Date: 08-Aug-2022 Ticker: EAD ISIN: US94987B1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Timothy J. Penny Mgmt Split 94% For 6% Withheld Split James G. Polisson Mgmt Split 94% For 6% Withheld Split Pamela Wheelock Mgmt Split 95% For 5% Withheld Split -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET DIVERSIFIED INCOME FUND Agenda Number: 935780886 -------------------------------------------------------------------------------------------------------------------------- Security: 95790K109 Meeting Type: Annual Meeting Date: 14-Apr-2023 Ticker: WDI ISIN: US95790K1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director to serve Mgmt Split 90% For 9% Against 1% AbstainSplit until the 2026 Annual Meeting: Paolo M. Cucchi 1.2 Election of Class II Director to serve Mgmt Split 90% For 9% Against 1% AbstainSplit until the 2026 Annual Meeting: Eileen A. Kamerick 2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET GBL HIGH INC FD INC. Agenda Number: 935713188 -------------------------------------------------------------------------------------------------------------------------- Security: 95766B109 Meeting Type: Annual Meeting Date: 21-Oct-2022 Ticker: EHI ISIN: US95766B1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director to serve Mgmt Split 92% For 4% Against 4% AbstainSplit until the 2025 Annual Meeting: Robert D. Agdern 1.2 Election of Class III Director to serve Mgmt Split 92% For 4% Against 4% AbstainSplit until the 2025 Annual Meeting: Eileen A. Kamerick 2. To ratify the selection of Mgmt Split 95% For 1% Against 4% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending May 31, 2023. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Cohen & Steers Closed-End Opportunity Fund, Inc. By (Signature) /s/ Dana A. DeVivo Name Dana A. DeVivo Title Secretary and Chief Legal Officer Date 08/29/2023