0001380827-14-000006.txt : 20141205 0001380827-14-000006.hdr.sgml : 20141205 20141205094450 ACCESSION NUMBER: 0001380827-14-000006 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141205 DATE AS OF CHANGE: 20141205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Hampden Bancorp, Inc. CENTRAL INDEX KEY: 0001375320 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 205714154 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33144 FILM NUMBER: 141267995 BUSINESS ADDRESS: STREET 1: 19 HARRISON AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01102 BUSINESS PHONE: 413-736-1812 MAIL ADDRESS: STREET 1: 19 HARRISON AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01102 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Shinn Sheryl CENTRAL INDEX KEY: 0001380827 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O HAMPDEN BANCORP, INC. STREET 2: 19 HARRISON AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01102 144 1 shinnform144120414.htm 144 Shinn Form 144 120414


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL
OMB Number: 3235-0101
FORM 144
Expires: May 31, 2017
Estimated average burden hours per response . . . 1.00
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
SEC USE ONLY
 
 
 
 
 
 
 
 
DOCUMENT SEQUENCE NO.
ATTENTION:
Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
 
CUSIP NUMBER
 
 
 
 
 
 
 
 
1(a) NAME OF ISSUER
(b) IRS IDENT. NO.
(c) S.E.C. FILE NO.
WORK LOCATION
Hampden Bancorp, Inc.
20-5714154
001-33144
1(d) ADDRESS OF ISSUER
CITY
STATE
ZIP CODE
(e) TELEPHONE NO.
 
STREET
AREA CODE
AND NUMBER
 
19 Harrison Ave.

Springfield
MA
01102
413
736-1812
 
 
 
 
 
 
 
 
 
 
2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
(b) RELATIONSHIP
TO ISSUER
(c) ADDRESS
CITY
STATE
ZIP CODE
Sheryl Shinn
Officer
19 Harrison Ave.
Springfield
MA
01102
 
 
 
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
3(a)
(b)
SEC USE
ONLY
(c)
(d)
(e)
(f)
(g)
Title of the Class of Securities To Be Sold
Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker Who is Acquiring the Securities
Broker-Dealer
File Number
Number of Shares or Other Units To Be Sold
(See instr. 3(c))
Aggregate
Market Value
(See instr. 3(d))
Number of Shares or Other Units Outstanding
(See instr. 3(e))
Approximate Date of Sale
(MO./DAY/YR.)
(See instr. 3(f))
Name of Each Securities Exchange
(See instr. 3(g))
Common
LPL Financial 75 State Street, 24th Floor Boston, MA 02109-1827
 
30,000
$602,700 as of 12/3/14
5,502,722
12/4/2014
NASDAQ
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
INSTRUCTIONS:
1. (a) Name of issuer.
    (b) Issuer’s IRS Identification Number.
    (c) Issuer’s SEC file number, if any.
    (d) Issuer’s address, including zip code.
    (e) Issuer’s telephone number, including area code.
3. (a) Title of the class of securities to be sold.
    (b) Name and address of each broker through whom the securities are intended to be sold.
    (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount).
    (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice.
    (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer.
    (f) Approximate date on which the securities are to be sold.
    (g) Name of each securities exchange, if any, on which the securities are intended to be sold.
2. (a) Name of person for whose account the securities are to be sold.
    (b) Such person’s relationship to the issuer (e.g., officer, director, 10 percent stockholder, or member of immediate family of any of the foregoing).
    (c) Such person’s address, including zip code.
 
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.







TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of the Class
Date You Acquired
Nature of Acquisition Transaction
Name of Person from
Whom Acquired
(If gift, also give date donor acquired)
Amount of Securities Acquired
Date of Payment
Nature of Payment
Common
4/29/2009
Vesting of stock options granted under the 2008 Hampden Bancorp, Inc. Equity Incentive Plan
Hampden Bancorp, Inc.
6,000

4/29/2009
Vesting of Stock Options
Common
4/29/2010
Vesting of stock options granted under the 2008 Hampden Bancorp, Inc. Equity Incentive Plan
Hampden Bancorp, Inc.
6,000

4/29/2010
Vesting of Stock Options
Common
4/29/2011
Vesting of stock options granted under the 2008 Hampden Bancorp, Inc. Equity Incentive Plan
Hampden Bancorp, Inc.
6,000

4/29/2011
Vesting of Stock Options
Common
4/29/2012
Vesting of stock options granted under the 2008 Hampden Bancorp, Inc. Equity Incentive Plan
Hampden Bancorp, Inc.
6,000

4/29/2012
Vesting of Stock Options
Common
4/29/2013
Vesting of stock options granted under the 2008 Hampden Bancorp, Inc. Equity Incentive Plan
Hampden Bancorp, Inc.
6,000

4/29/2013
Vesting of Stock Options
INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
 
 
 
 
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months
by the person for whose account the securities are to be sold.
Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of Securities Sold
Gross Proceeds
Sheryl Shinn
19 Harrison Ave. Springfield MA, 01102
Common
12/3/2014

1,609
$32,196
Sheryl Shinn
19 Harrison Ave. Springfield MA, 01102
Common
12/3/2014

1,599
$31,996
Sheryl Shinn
19 Harrison Ave. Springfield MA, 01102
Common
12/3/2014

1,547
$30,955
Remarks:
 
 
INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
 
 
December 5, 2014
/s/ Robert A. Massey (Pursuant to Power of Attorney)
Date of Notice
(Signature)
 
 
Date of Plan Adoption or Giving of Instruction if Relying on Rule 10B5-1
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
 
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)