144 1 a50819559.htm FORM 144 a50819559.htm
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL
               
OMB Number: 3235-0101
FORM 144
Expires: February 28, 2014
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
Estimated average burden hours per response . . . 2.00
     
SEC USE ONLY
ATTENTION:
Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
DOCUMENT SEQUENCE NO.
 
 
CUSIP NUMBER
     
1(a) NAME OF ISSUER
     
(b) IRS IDENT. NO.
(c) S.E.C. FILE NO.
WORK LOCATION
Hampden Bancorp, Inc.
     
20-5714154
001-33144
   
1(d) ADDRESS OF ISSUER
STREET
           
(e) TELEPHONE NO.
 
19 Harrison Ave.
 
 
  CITY
STATE
ZIP CODE
AREA CODE AND NUMBER
 
 
 
   
Springfield
MA
01102
413 
 736-1812
 
2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
 
(b) RELATIONSHIP
TO ISSUER
(c) ADDRESS
CITY
STATE
ZIP CODE
Hampden Bank Charitable Foundation
 
 
Affiliate
19 Harrison Ave.
Springfield
MA
01102
                   
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
3(a)
(b)
SEC USE
ONLY
(c)
(d)
   
(e)
(f)
(g)
               
Title of the Class of
Securities To Be Sold
Name and Address of Each Broker
Through Whom the Securities are
to be Offered or Each Market
Maker Who is Acquiring the
Securities
Broker-
Dealer
File Number
Number of Shares
or Other Units To
Be Sold
(See instr. 3(c))
Aggregate
Market Value
(See instr. 3(d))
Number of
Shares or Other
Units
Outstanding
(See instr. 3(e))
Approximate
Date of Sale
(MO./DAY/YR.)
(See instr. 3(f))
Name of Each
Securities
Exchange
(See instr. 3(g))
Common
Raymond James & Associates
One Monarch Place
Suite 1210
Springfield, MA 01144
 
15,458
$247,451 as of 03/05/14
5,650,312
03/07/14
NASDAQ
     
 
 
           
     
 
 
           
1.
(a) Name of issuer.
(b) Issuer’s IRS Identification Number.
(c) Issuer’s SEC file number, if any.
(d) Issuer’s address, including zip code.
(e) Issuer’s telephone number, including area code.
 
2.
(a) Name of person for whose account the securities are to be sold.
(b) Such person’s relationship to the issuer (e.g., officer, director, 10 percent stockholder, or member of
immediate family of any of the foregoing).
(c) Such person’s address, including zip code.
3.
(a) Title of the class of securities to be sold.
(b) Name and address of each broker through whom the securities are intended to be sold.
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount).
(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice.
(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer.
(f) Approximate date on which the securities are to be sold.
(g)  Name of each securities exchange, if any, on which the securities are intended to be sold.
 
 
 

 
 
TABLE I - SECURITIES TO BE SOLD
 
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
 
Title of the Class
Date You
Acquired
Nature of Acquisition Transaction
 
Name of Person from
Whom Acquired
(If gift, also give date donor
acquired)
Amount of
Securities
Acquired
Date of Payment
Nature of
Payment
Common
1/16/07
The Hampden Bank Charitable Foundation was gifted 378,566 shares on 1/16/07.
 
Hampden Bancorp, Inc.,
January 16, 2007
378,566
1/16/07
Gift
   
 
 
       
   
 
 
       
INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
 
 

 
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
 
Furnish the following information as to all securities of the issuer sold during the past 3 months
by the person for whose account the securities are to be sold.
 
Name and Address of Seller
Title of Securities Sold
Date of Sale
 
Amount of
Securities Sold
Gross Proceeds
   
 
 
       
   
 
 
       
   
 
 
       
 
 
 

 
 
Remarks:
 
 
 
 
 
 
 
 
 
 
 
INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
 
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
 
March 07, 2014
 
Date of Notice
 
 
Date of Plan Adoption or Giving of Instruction if Relying on Rule 10B5-1
 
/s/ Robert A. Massey, Treasurer
 
(Signature)
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
 
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)