0001157523-11-005357.txt : 20110912 0001157523-11-005357.hdr.sgml : 20110912 20110912134908 ACCESSION NUMBER: 0001157523-11-005357 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110912 DATE AS OF CHANGE: 20110912 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Hampden Bancorp, Inc. CENTRAL INDEX KEY: 0001375320 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33144 FILM NUMBER: 111085393 BUSINESS ADDRESS: STREET 1: 19 HARRISON AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01102 BUSINESS PHONE: (413) 736-1812 MAIL ADDRESS: STREET 1: 19 HARRISON AVENUE CITY: SPRINGFIELD STATE: MA ZIP: 01102 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Hampden Bank Charitable Foundation CENTRAL INDEX KEY: 0001455954 RELATIONSHIP: OTHER IRS NUMBER: 331165388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 19 HARRISON AVE. CITY: SPRINGFIELD STATE: MA ZIP: 01102 BUSINESS PHONE: 413-452-5181 MAIL ADDRESS: STREET 1: 19 HARRISON AVE. CITY: SPRINGFIELD STATE: MA ZIP: 01102 144 1 a6857493.htm FORM 144 a6857493.htm
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL
               
OMB Number: 3235-0101
FORM 144
Expires: February 28, 2014
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
Estimated average burden hours per response . . . 2.00
     
SEC USE ONLY
ATTENTION:
Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
DOCUMENT SEQUENCE NO.
 
 
CUSIP NUMBER
     
1(a) NAME OF ISSUER
      
(b) IRS IDENT. NO.
(c) S.E.C. FILE NO.
WORK LOCATION
Hampden Bancorp, Inc.
      
20-5714154
001-33144
    
1(d) ADDRESS OF ISSUER
STREET
            
(e) TELEPHONE NO.
 
19 Harrison Ave.
 
 
   CITY
STATE
ZIP CODE
 AREA CODE AND NUMBER
 
 
 
    
Springfield
MA
01102
413 
 736-1812
 
2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARETO BE SOLD
  
(b) RELATIONSHIP
TO ISSUER
(c) ADDRESS
CITY
STATE
ZIP CODE
Hampden Bank Charitable Foundation
 
 
Affiliate
19 Harrison Ave.
Springfield
MA
01102
                   
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
3(a)
(b)
SEC USE
ONLY
(c)
(d)
    
(e)
(f)
(g)
               
Title of the Class of Securities To Be Sold
Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker Who is Acquiring the Securities
Broker-Dealer
File Number
Number of Shares or Other Units To Be Sold
(See instr. 3(c))
Aggregate
Market Value
(See instr. 3(d))
Number of Shares or Other Units Outstanding
(See instr. 3(e))
Approximate Date of Sale
(MO./DAY/YR.)
(See instr. 3(f))
Name of Each Securities Exchange
(See instr. 3(g))
Common
Raymond James & Associates
One Monarch Place
Suite 1210
Springfield, MA 01144
  
17,128
$212,559 as of 09/09/11
6,799,499
09/12/11
NASDAQ
     
 
 
            
     
 
 
            
1.
(a) Name of issuer.
(b) Issuer’s IRS Identification Number.
(c) Issuer’s SEC file number, if any.
(d) Issuer’s address, including zip code.
(e) Issuer’s telephone number, including area code.
 
2.
(a) Name of person for whose account the securities are to be sold.
(b) Such person’s relationship to the issuer (e.g., officer, director, 10 percent stockholder, or member of
immediate family of any of the foregoing).
(c) Such person’s address, including zip code.
3.
(a) Title of the class of securities to be sold.
(b) Name and address of each broker through whom the securities are intended to be sold.
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount).
(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice.
(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer.
(f) Approximate date on which the securities are to be sold.
(g)  Name of each securities exchange, if any, on which the securities are intended to be sold.
 
 
 
 
 
TABLE I - SECURITIES TO BE SOLD
 
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
 
Title of the Class
Date You
Acquired
Nature of Acquisition Transaction
 
Name of Person from
Whom Acquired
(If gift, also give date donor acquired)
Amount of
Securities Acquired
Date of Payment
Nature of Payment
Common
1/16/07
The Hampden Bank Charitable Foundation was gifted 378,566 shares on 1/16/07.
 
Hampden Bancorp, Inc.,
January 16, 2007
378,566
1/16/07
Gift
   
 
 
        
   
 
 
        
INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
  
 
 
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
 
Furnish the following information as to all securities of the issuer sold during the past 3 months
by the person for whose account the securities are to be sold.
 
Name and Address of Seller
Title of Securities Sold
Date of Sale
 
Amount of
Securities Sold
Gross Proceeds
   
 
 
        
   
 
 
        
   
 
 
        
 
 
 
 
 
Remarks:
 
 
 
 
 
 
 
 
 
 
 
INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
 
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
 
09/12/11
 
Date of Notice
 
 
Date of Plan Adoption or Giving of Instruction if Relying on Rule 10B5-1
 
/s/ Robert A. Massey, Treasurer
 
(Signature)
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
 
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)