0001144204-12-041028.txt : 20120725 0001144204-12-041028.hdr.sgml : 20120725 20120725214118 ACCESSION NUMBER: 0001144204-12-041028 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120503 FILED AS OF DATE: 20120725 DATE AS OF CHANGE: 20120725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEATING ANTHONY MARTIN CENTRAL INDEX KEY: 0001550698 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54697 FILM NUMBER: 12985726 MAIL ADDRESS: STREET 1: 7507 SOUTH SANDUSKY AVENUE CITY: TULSA STATE: OK ZIP: 74136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3DICON CORP CENTRAL INDEX KEY: 0001375195 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7507 S SANDUSKY CITY: TULSA STATE: OK ZIP: 74136 BUSINESS PHONE: 918-492-5802 MAIL ADDRESS: STREET 1: 7507 S SANDUSKY CITY: TULSA STATE: OK ZIP: 74136 3 1 v319455_3.xml OWNERSHIP DOCUMENT X0206 3 2012-05-03 0 0001375195 3DICON CORP TDCP.BB 0001550698 KEATING ANTHONY MARTIN C/O 3DICON CORPORATION 6804 SOUTH CANTON AVENUE, SUITE 150 TULSA OK 74136 1 0 0 0 Common Stock, par value $.0002 1942499 D Option to buy Common Stock 1.40 2012-05-17 Common Stock 56511 D Excludes shares owned by Mr. Keating's spouse. Mr. Keating's spouse, Judith Keating, beneficially owns 406,572 shares of the Issuer's stock for her own account. Martin Keating disclaims any ownership of voting power over those shares owned by his spouse. 1/2 of the options granted became exercisable on 5/17/2011 and the remaining 1/2 became exercisable on 12/31/2011. /s/ Martin Keating 2012-07-25