0001144204-12-041028.txt : 20120725
0001144204-12-041028.hdr.sgml : 20120725
20120725214118
ACCESSION NUMBER: 0001144204-12-041028
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120503
FILED AS OF DATE: 20120725
DATE AS OF CHANGE: 20120725
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEATING ANTHONY MARTIN
CENTRAL INDEX KEY: 0001550698
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54697
FILM NUMBER: 12985726
MAIL ADDRESS:
STREET 1: 7507 SOUTH SANDUSKY AVENUE
CITY: TULSA
STATE: OK
ZIP: 74136
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3DICON CORP
CENTRAL INDEX KEY: 0001375195
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7507 S SANDUSKY
CITY: TULSA
STATE: OK
ZIP: 74136
BUSINESS PHONE: 918-492-5802
MAIL ADDRESS:
STREET 1: 7507 S SANDUSKY
CITY: TULSA
STATE: OK
ZIP: 74136
3
1
v319455_3.xml
OWNERSHIP DOCUMENT
X0206
3
2012-05-03
0
0001375195
3DICON CORP
TDCP.BB
0001550698
KEATING ANTHONY MARTIN
C/O 3DICON CORPORATION
6804 SOUTH CANTON AVENUE, SUITE 150
TULSA
OK
74136
1
0
0
0
Common Stock, par value $.0002
1942499
D
Option to buy Common Stock
1.40
2012-05-17
Common Stock
56511
D
Excludes shares owned by Mr. Keating's spouse. Mr. Keating's spouse, Judith Keating, beneficially owns 406,572 shares of the Issuer's stock for her own account. Martin Keating disclaims any ownership of voting power over those shares owned by his spouse.
1/2 of the options granted became exercisable on 5/17/2011 and the remaining 1/2 became exercisable on 12/31/2011.
/s/ Martin Keating
2012-07-25