9999999997-13-007434.txt : 20130404 9999999997-13-007434.hdr.sgml : 20130404 20130404112952 ACCESSION NUMBER: 9999999997-13-007434 CONFORMED SUBMISSION TYPE: CT ORDER PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130404 DATE AS OF CHANGE: 20130404 20130404 20130404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CT ORDER SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 13742146 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 CT ORDER 1 filename1.pdf begin 644 filename1.pdf M)5!$1BTQ+C4-)>+CS],-"C0R(#`@;V)J#3P\+TQI;F5AF4@-34O5'EP92]84F5F+U=;,2`R(#%=/CYS=')E86T-"FC>8F)D$&!@ M8F#R`A(,4X`$XPT@P1(()-A_`HE/*0Q,C`P[0;(,C.C$?\99?P`"#`#7>0?D M#0IE;F1S=')E86T-96YD;V)J#7-T87)T>')E9@T*,`T*)25%3T8-"B`@("`@ M("`@#0HU-"`P(&]B:@T\/"]#(#8Y+T9I;'1E8F!@8&%@8(IF``(>%P94P,@` MDN5H0!9C@6(&AAL,W`R""BC*(``08`%`H%SPT* M96YD7!E+U!A9V4^/@UE;F1O8FH--#4@,"!O8FH-/#PO1FEL=&5R+T9L871E M1&5C;V1E+T9I;ORH9,4*X M(3/X].N$\T!2VA1C80V^5*DN%MY]G'O7.MFK@QN)B\IH4]KR0`Q)NF3E"OMG M;`\Y_=KV:^\/.8ZHC'Q(JF\`^E-%A&#XU/#4?7-TQ,.?0-RYSN"JAA=(P2WI M(3TNX4MWP2&K)PC$($+UG10C`AY`UG,P3B>D]YG!AIL#FTK1+WU3C6N"&IAU M]B[?Z`$Z.J0QP@GB2$3`C40(20=F',CZ$1D#QB>?+[IO*J(\IKV6GA5?:D\)ZKN>)_UES% M!OD$10$?MZ.KG*BS)3?,IJOA`;.;"KYWI^)[X.\% M?$&:^[Q8<562!C%!I>U5,:AC)$#QO1+^'A_ZI3A><4_&BJMZTXL+N47`Y?R6X7A%>"6YJS]#;B(%)8.M)&`-O.Z6W2LM]O>6O]59%1S0& M;-3_?6.$FCV.Y6/[D^/UO>P=DE0`?/N/Y?88O-P>AY/;WP(,`+D'?&0-"F5N M9'-T7T%@7^0A5BW9CN/# MX8!_=^T(?65?\A@,DS#L#SI&A=95D`"K*GEM+@!SB,OVD` M2="5:0>R94N`E_W5NKXCW7H]9==37?"55#%DTQ.BVHH&5G)P0C)TDC((0L@F M:)'I?04_E&E:;_4H/GBQ&.+_K:=%=CW`'CQXOA)9#[O9]8/W1_8#;HF+!*2? MR+1+O5-61G9OWE*SGNG@WBJ22:>Y.>[4$=>>'XO^A_M;SP]%1A_\R/1&W[G5;K0_YE&[CR_BXTVZJS)#7^RQ'#/F>,NQ-:%;M/4 M'BZ\HD767B1RS]=B00U$;="!"GGEX^MU'"0JECJ\%.?D#(*Q3..F4>S5_8!1 MN`<"Y+Z'P0O$L,:1<0(>-3@-;[S43!G%AFSO)\:3!^YQ4L6BQQ\$JQ7>Q5!' M,DC/,:)[CA&H'>ZP<6B=X6TYTB;&KZ2*H%+J0FIB0[] MBM4YOU+G5QA('5\*JW*E@UB@FD[_[B6B_#1#7A5D'9/KA>QOS,+N<*(1X4R1X6O M$'Y#G/`,_*X>9=^>!J0"%,E48B24^$0U?.;Y"7'$!$F%%:L"J\F*+AC(+&05 M2A43C*,CE2V3+GM]E[Z/XME38HL!'^/_,M]L9IAP4^S#"#N%[:RX=B))\@E^ MT<@F+_=(JY3L6#L*V!93(M/:"P7<4XIOD6"J8IB.QH9=S):$DJ]2U$`:)/1Y MRQ6/NL\$Q8;XR4PM/M$A8@HB.5H63ZB3\_*\:5'+CO#3E'E+LWT(?!U+M7-0 M;-9X<,ZLG\M9!<0&GG"\Q![-0TYC9@13F(:6%A=M@,LW0+HOG.+861#.A*W# MF-37U:)+V,RK.:R!H5&;>^A33K')-Q0IV)0V)'#C=9TU2]@_&%50IZ-.B/DF M8WXT3$AT,S\?186@*P-8B:=0%G"ZB-U1^1JM*323.1>T/1-\W:4"7"<AV(=:TA.<4RGE) ML$)+3JXU,8F&JEFVU.49+U)4UM!O0S+?HQP6'B)RZ0*[/!;`G=K$$W.N2JQU MPP:%)@68*24O`B6M;&1,C7TBOI2G=^FQK=5@V\"%S'P4,7S`*?E`22/[5!LE MQ+'^*'"I\4#UOW#+3+7[&0-Y/;9JQ>V!6>2@*:,TQ8SB MM>?LFDL28(@V]E+@W#2J)H6*6Y M=$D'/,LK2G`@>\_"X=H9CREYR7,&IULL90/%W;/CH$+,URMW1 M;)AL,:L"T+#T(!;@O#8DMK*T"=:I2.T>"#4B2W&VH]:%P$@2S6] MUQHZ>*Z:4RKD2Z^6T<[3*9!QY^@6!FW"KMPR5>8FO(^";]M?W%V'T1Z[\J3I M<J@?J)V_S4")]:L'QD'+XPCAX]SM7DO:=QIZ+I?%?V<3A+ZKXZ< MW2+>E7B2NW.O>+'C+P=Q!>QLG MX+21J;@B1]OM;=*5/K>&$J7+ITU5+-VM/9$=^P1Z8T#7Z=F`U<^\1*;)I9S1 MX<4KE8XNBQP^;E[)MUP=P9.!7`MF$<:;KT6RQER4= M&25GW4MJ]R*2O<2&[O%07V>M?P08`/,,M'D-"F5N9'-TY!@9$1FEP'Z>@8V!F0$, M$I.+"QP#`GQ`[+S\O%0&#/#M&@,CB+ZL"S(+4QXO8$TN*"H!T@>`V"@EM3@9 M2'\!XLSRD@*@.&,"D"V2E`UF@]2)9(<$.0/9'4`V7TEJ!4B,P3F_H+(H,SVC M1,'0TM)2P3$E/RE5(;BRN"0UMUC!,R\YOZ@@ORBQ)#4%J!9J!PCPNQ`P8A0[CQ!#@.32HC(HDY')F($!(,``2<8X M+PT*96YDW)+!;MLP#(9?A6\@BY1L&2@"=-T*#,6R(,E.10]>*J3&6MMP M':!]^_TVLVX[C+WODA\2F4_T)Y544$5)*)$4B6H2KL@7%%G(>ZKF%5,5$4)5 M0@1*'A$I!41)J4)45!<(``114UU6Q`75-<*#!PPS,B::P46JB0,.0`]'9/3$ M)3(Q+2?B,$[($(AK9!4Q'D8H2A+P!*<(>%)B;/"DQN#@!30)>*'T)."%FFD> M:/X:`2_&0`)>3)$N+MP-/KV@K=LT8^ZF_9@S-/R]L^V_6/^T@Q0 M-'?L7X?L=M-X.BQMV[Z?5JL9>0MK:)BM+2$:02-JE!J51M)8P+.U)93"2F&E ML%)8*:P45@HKA94B2A&EB%)$*:(448HH190B2I&%>N'IIQ4]/@?SV1^Y/TWEY^OY\&-OA M;3GD\<^-/2[R0__B+C':M^X^CV^DU>I_NK/E61>XN?/3/E((YSO$>6;FMC.60B/SX*/'@Z>&UP;65T82!X;6QN#IX;7!T:STB061O8F4@6$U0($-O&%P+S$N,"\B/@H@("`@("`@("`\>&UP.DUO9&EF>41A M=&4^,C`Q,RTP-"TP-%0Q,3HR.3HP.2TP-#HP,#PO>&UP.DUO9&EF>41A=&4^ M"B`@("`@("`@(#QX;7`Z0W)E871E1&%T93XR,#$S+3`T+3`T5#$Q.C(Y.C`X M+3`T.C`P/"]X;7`Z0W)E871E1&%T93X*("`@("`@("`@/'AM<#I-971A9&%T M841A=&4^,C`Q,RTP-"TP-%0Q,3HR.3HP.2TP-#HP,#PO>&UP.DUE=&%D871A M1&%T93X*("`@("`@("`@/'AM<#I#&UP34TZ&UP M34TZ#I3;W5R8V5-;V1I9FEE9#X*("`@("`@ M("`@/'!D9G@Z0V]M<&%N>3Y396-U&AA;F=E($-O;6UI M3X*("`@("`@/"]R9&8Z1&5S8W)I<'1I;VX^ M"B`@(#PO7!E+T]B:E-T;3X^$H6:GY[<#>U4KZ?%.89B<)VG!T7.O8_D*S".7I>OT28`"7*TDZ#0IE;F1S M=')E86T-96YD;V)J#34@,"!O8FH-/#PO1&5C;V1E4&%R;7,\/"]#;VQU;6YS M(#0O4')E9&EC=&]R(#$R/CXO1FEL=&5R+T9L871E1&5C;V1E+TE$6SQ#1$)" M,$4Q,C