0001375151-21-000086.txt : 20210811 0001375151-21-000086.hdr.sgml : 20210811 20210811212154 ACCESSION NUMBER: 0001375151-21-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210809 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sagrolikar Ashish M CENTRAL INDEX KEY: 0001745512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 211165302 MAIL ADDRESS: STREET 1: C/O ZOGENIX, INC. STREET 2: 5858 HORTON STREET, #455 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5959 HORTON STREET, SUITE 500 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 550-8300 MAIL ADDRESS: STREET 1: 5959 HORTON STREET, SUITE 500 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 wf-form4_162873129357192.xml FORM 4 X0306 4 2021-08-09 0 0001375151 ZOGENIX, INC. ZGNX 0001745512 Sagrolikar Ashish M C/O ZOGENIX, INC. 5959 HORTON STREET, SUITE 500 EMERYVILLE CA 94608 0 1 0 0 EVP & CHIEF OPERATING OFFICER Stock Option (Right to Buy) 14.86 2021-08-09 4 A 0 20000 0 A 2031-08-09 Common Stock 20000.0 20000 D Restricted Stock Units 2021-08-09 4 A 0 10000 0 A Common Stock 10000.0 10000 D The stock option vests as to 1/48 of the total shares monthly beginning September 5, 2021 until the option is fully vested on August 5, 2025, subject to the option recipient's continuous service to the Company on each such vesting date. Each restricted stock unit represents a contingent right to receive one share of Zogenix common stock. The restricted stock units vests in four equal installments on each of August 5, 2022, 2023, 2024 and 2025, subject to the reporting person's continuous service to the Company on each such vesting date. Not applicable. /s/ Michael P. Smith, Attorney-in-fact for Ashish Sagrolikar 2021-08-11