0001375151-21-000086.txt : 20210811
0001375151-21-000086.hdr.sgml : 20210811
20210811212154
ACCESSION NUMBER: 0001375151-21-000086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210809
FILED AS OF DATE: 20210811
DATE AS OF CHANGE: 20210811
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sagrolikar Ashish M
CENTRAL INDEX KEY: 0001745512
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 211165302
MAIL ADDRESS:
STREET 1: C/O ZOGENIX, INC.
STREET 2: 5858 HORTON STREET, #455
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 550-8300
MAIL ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
4
1
wf-form4_162873129357192.xml
FORM 4
X0306
4
2021-08-09
0
0001375151
ZOGENIX, INC.
ZGNX
0001745512
Sagrolikar Ashish M
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500
EMERYVILLE
CA
94608
0
1
0
0
EVP & CHIEF OPERATING OFFICER
Stock Option (Right to Buy)
14.86
2021-08-09
4
A
0
20000
0
A
2031-08-09
Common Stock
20000.0
20000
D
Restricted Stock Units
2021-08-09
4
A
0
10000
0
A
Common Stock
10000.0
10000
D
The stock option vests as to 1/48 of the total shares monthly beginning September 5, 2021 until the option is fully vested on August 5, 2025, subject to the option recipient's continuous service to the Company on each such vesting date.
Each restricted stock unit represents a contingent right to receive one share of Zogenix common stock.
The restricted stock units vests in four equal installments on each of August 5, 2022, 2023, 2024 and 2025, subject to the reporting person's continuous service to the Company on each such vesting date.
Not applicable.
/s/ Michael P. Smith, Attorney-in-fact for Ashish Sagrolikar
2021-08-11