0001375151-20-000155.txt : 20201118 0001375151-20-000155.hdr.sgml : 20201118 20201118170548 ACCESSION NUMBER: 0001375151-20-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201117 FILED AS OF DATE: 20201118 DATE AS OF CHANGE: 20201118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNENBAUM RENEE P CENTRAL INDEX KEY: 0001543174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 201325865 MAIL ADDRESS: STREET 1: 9220 KIRBY DRIVE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5959 HORTON STREET, SUITE 500 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 550-8300 MAIL ADDRESS: STREET 1: 5959 HORTON STREET, SUITE 500 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 wf-form4_160573713523913.xml FORM 4 X0306 4 2020-11-17 0 0001375151 ZOGENIX, INC. ZGNX 0001543174 TANNENBAUM RENEE P C/O ZOGENIX, INC. 5959 HORTON STREET, SUITE 500 EMERYVILLE CA 94608 1 0 0 0 Common Stock 2020-11-17 4 S 0 15000 20.7377 D 32872 D This transaction was effected to satisfy certain tax obligations of the Reporting Person. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.69 to $20.80, inclusive. The Reporting Person undertakes to provide to Zogenix, Inc., any security holder of Zogenix, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Thomas Doyle, Attorney-in-fact for Renee P. Tannenbaum 2020-11-18