0001375151-20-000119.txt : 20200706
0001375151-20-000119.hdr.sgml : 20200706
20200706163742
ACCESSION NUMBER: 0001375151-20-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200702
FILED AS OF DATE: 20200706
DATE AS OF CHANGE: 20200706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sagrolikar Ashish M
CENTRAL INDEX KEY: 0001745512
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 201013917
MAIL ADDRESS:
STREET 1: C/O ZOGENIX, INC.
STREET 2: 5858 HORTON STREET, #455
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 550-8300
MAIL ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
4
1
wf-form4_159406784459051.xml
FORM 4
X0306
4
2020-07-02
0
0001375151
ZOGENIX, INC.
ZGNX
0001745512
Sagrolikar Ashish M
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500
EMERYVILLE
CA
94608
0
1
0
0
EVP & CHIEF COMMERCIAL OFFICER
Common Stock
2020-07-02
4
M
0
3750
0
A
10232
D
Common Stock
2020-07-02
4
F
0
1114
29.19
D
9118
D
Restricted Stock Units
2020-07-02
4
M
0
3750
0
D
Common Stock
3750.0
7500
D
Each restricted stock unit (RSU) represents a contingent right to receive one share of the Company's common stock.
Includes 569 shares acquired under the Company's Employee Stock Purchase Plan since the last Section 16 filing by the Reporting Person.
Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of RSUs granted to the Reporting Person.
The RSUs were granted on July 2, 2018 and vest as to 1/4th of the original number of shares subject to the RSU award on the one-year anniversary of the date of grant, and thereafter as to 1/4th of the original number of shares subject to the RSU award on each of the following three anniversaries, subject to the Reporting Person's continued service to the Company on the applicable vesting dates.
Not applicable.
/s/ Thomas Doyle, Attorney-in-fact for Ashish Sagrolikar
2020-07-06