0001375151-20-000119.txt : 20200706 0001375151-20-000119.hdr.sgml : 20200706 20200706163742 ACCESSION NUMBER: 0001375151-20-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200702 FILED AS OF DATE: 20200706 DATE AS OF CHANGE: 20200706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sagrolikar Ashish M CENTRAL INDEX KEY: 0001745512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 201013917 MAIL ADDRESS: STREET 1: C/O ZOGENIX, INC. STREET 2: 5858 HORTON STREET, #455 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5959 HORTON STREET, SUITE 500 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 550-8300 MAIL ADDRESS: STREET 1: 5959 HORTON STREET, SUITE 500 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 wf-form4_159406784459051.xml FORM 4 X0306 4 2020-07-02 0 0001375151 ZOGENIX, INC. ZGNX 0001745512 Sagrolikar Ashish M C/O ZOGENIX, INC. 5959 HORTON STREET, SUITE 500 EMERYVILLE CA 94608 0 1 0 0 EVP & CHIEF COMMERCIAL OFFICER Common Stock 2020-07-02 4 M 0 3750 0 A 10232 D Common Stock 2020-07-02 4 F 0 1114 29.19 D 9118 D Restricted Stock Units 2020-07-02 4 M 0 3750 0 D Common Stock 3750.0 7500 D Each restricted stock unit (RSU) represents a contingent right to receive one share of the Company's common stock. Includes 569 shares acquired under the Company's Employee Stock Purchase Plan since the last Section 16 filing by the Reporting Person. Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of RSUs granted to the Reporting Person. The RSUs were granted on July 2, 2018 and vest as to 1/4th of the original number of shares subject to the RSU award on the one-year anniversary of the date of grant, and thereafter as to 1/4th of the original number of shares subject to the RSU award on each of the following three anniversaries, subject to the Reporting Person's continued service to the Company on the applicable vesting dates. Not applicable. /s/ Thomas Doyle, Attorney-in-fact for Ashish Sagrolikar 2020-07-06