0001375151-20-000035.txt : 20200317 0001375151-20-000035.hdr.sgml : 20200317 20200317192445 ACCESSION NUMBER: 0001375151-20-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200315 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farfel Gail M CENTRAL INDEX KEY: 0001614780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 20722662 MAIL ADDRESS: STREET 1: 142 TEMPLE STREET STREET 2: SUITE 205 CITY: NEW HAVEN STATE: CT ZIP: 06510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5959 HORTON STREET, SUITE 500 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 550-8300 MAIL ADDRESS: STREET 1: 5959 HORTON STREET, SUITE 500 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 wf-form4_158448746503630.xml FORM 4 X0306 4 2020-03-15 0 0001375151 ZOGENIX, INC. ZGNX 0001614780 Farfel Gail M C/O ZOGENIX, INC. 5959 HORTON STREET, SUITE 500 EMERYVILLE CA 94608 0 1 0 0 EVP/Chief Development Officer Common Stock 2020-03-15 4 M 0 1625 0 A 6810 D Common Stock 2020-03-15 4 F 0 525 22.01 D 6285 D Common Stock 2020-03-15 4 M 0 2032 0 A 8317 D Common Stock 2020-03-15 4 F 0 696 22.01 D 7621 D Restricted Stock Units 2020-03-15 4 M 0 1625 0 D Common Stock 1625.0 3250 D Restricted Stock Units 2020-03-15 4 M 0 2032 0 D Common Stock 2032.0 6093 D Represents vesting of one-fourth (1/4) of restricted stock units granted on March 15, 2018. Includes 294 shares acquired under the Company's Employee Stock Purchase Plan since the last Section 16 filing by the Reporting Person. Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 1. Represents vesting of one-fourth (1/4) of restricted stock units granted on March 22, 2019. Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units described in footnote 4. Each restricted stock unit represents a contingent right to receive one share of Zogenix common stock. The restricted stock units vests in four equal installments on each of March 15, 2019, 2020, 2021 and 2022, subject to the reporting person's continuous service to the Company on such vesting date. Not applicable. The restricted stock units vest in four equal installments on each of March 15, 2020, 2021, 2022 and 2023, subject to the reporting person's continuous service to the Company on such vesting date. /s/ Thomas Doyle, Attorney-in-fact for Gail Farfel 2020-03-17