0001375151-19-000130.txt : 20191127
0001375151-19-000130.hdr.sgml : 20191127
20191127161402
ACCESSION NUMBER: 0001375151-19-000130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191125
FILED AS OF DATE: 20191127
DATE AS OF CHANGE: 20191127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Michael P
CENTRAL INDEX KEY: 0001355576
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 191258016
MAIL ADDRESS:
STREET 1: 887 GREAT NORTHERN WAY
CITY: VANCOUVER
STATE: A1
ZIP: V5T 4T5
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 550-8300
MAIL ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
4
1
wf-form4_157488922249946.xml
FORM 4
X0306
4
2019-11-25
0
0001375151
ZOGENIX, INC.
ZGNX
0001355576
Smith Michael P
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500
EMERYVILLE
CA
94608
0
1
0
0
EVP, CFO, Treasurer & Sec.
Common Stock
2019-11-25
4
M
0
15000
10.35
A
16387
D
Common Stock
2019-11-25
4
S
0
15000
48
D
1387
D
Stock Option (Right to Buy)
10.35
2019-11-25
4
M
0
15000
0
D
2027-01-16
Common Stock
15000.0
90000
D
The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
25% of the options vest on the first anniversary of the grant date, and the remaining options vest in equal monthly installments over the three year period thereafter, so that all of the options will be vested on the fourth anniversary of the grant date, subject to the Reporting Person's continued employment or service to the Company on each vesting date.
/s/ Thomas Doyle, Attorney-in-fact for Michael Smith
2019-11-27