0001375151-19-000117.txt : 20190830
0001375151-19-000117.hdr.sgml : 20190830
20190830161027
ACCESSION NUMBER: 0001375151-19-000117
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190829
FILED AS OF DATE: 20190830
DATE AS OF CHANGE: 20190830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARR STEPHEN J
CENTRAL INDEX KEY: 0001247666
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 191069661
MAIL ADDRESS:
STREET 1: SFARR@ZOGENIX.COM
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 550-8300
MAIL ADDRESS:
STREET 1: 5959 HORTON STREET, SUITE 500
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
4
1
wf-form4_156719581130141.xml
FORM 4
X0306
4
2019-08-29
0
0001375151
ZOGENIX, INC.
ZGNX
0001247666
FARR STEPHEN J
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500
EMERYVILLE
CA
94608
1
1
0
0
President and CEO
Common Stock
2019-08-29
4
M
0
5000
20
A
60158
D
Common Stock
2019-08-29
4
F
0
3631
43.82
D
56527
D
Stock Option (Right to Buy)
20.0
2019-08-29
4
M
0
5000
0
D
2019-08-31
Common Stock
5000.0
0
D
Represents a "net exercise" of outstanding stock options. The Reporting Person received 1,369 shares of common stock on net exercise of options to purchase 5,000 shares of common stock. The Reporting Person forfeited 3,631 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, with the number of shares forfeited determined using the closing stock price of the Company of $43.82 on the date of exercise, or August 29, 2019.
The Option was granted on September 1, 2009 and vests in a series of twenty-four (24) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued employment or service relationship on each such vesting date.
/s/ Thomas Doyle, Attorney-in-fact for Stephen Farr
2019-08-30