0001375151-19-000117.txt : 20190830 0001375151-19-000117.hdr.sgml : 20190830 20190830161027 ACCESSION NUMBER: 0001375151-19-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190829 FILED AS OF DATE: 20190830 DATE AS OF CHANGE: 20190830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARR STEPHEN J CENTRAL INDEX KEY: 0001247666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 191069661 MAIL ADDRESS: STREET 1: SFARR@ZOGENIX.COM CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5959 HORTON STREET, SUITE 500 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 550-8300 MAIL ADDRESS: STREET 1: 5959 HORTON STREET, SUITE 500 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 wf-form4_156719581130141.xml FORM 4 X0306 4 2019-08-29 0 0001375151 ZOGENIX, INC. ZGNX 0001247666 FARR STEPHEN J C/O ZOGENIX, INC. 5959 HORTON STREET, SUITE 500 EMERYVILLE CA 94608 1 1 0 0 President and CEO Common Stock 2019-08-29 4 M 0 5000 20 A 60158 D Common Stock 2019-08-29 4 F 0 3631 43.82 D 56527 D Stock Option (Right to Buy) 20.0 2019-08-29 4 M 0 5000 0 D 2019-08-31 Common Stock 5000.0 0 D Represents a "net exercise" of outstanding stock options. The Reporting Person received 1,369 shares of common stock on net exercise of options to purchase 5,000 shares of common stock. The Reporting Person forfeited 3,631 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, with the number of shares forfeited determined using the closing stock price of the Company of $43.82 on the date of exercise, or August 29, 2019. The Option was granted on September 1, 2009 and vests in a series of twenty-four (24) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued employment or service relationship on each such vesting date. /s/ Thomas Doyle, Attorney-in-fact for Stephen Farr 2019-08-30