0001375151-18-000076.txt : 20181019 0001375151-18-000076.hdr.sgml : 20181019 20181019172048 ACCESSION NUMBER: 0001375151-18-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181018 FILED AS OF DATE: 20181019 DATE AS OF CHANGE: 20181019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARR STEPHEN J CENTRAL INDEX KEY: 0001247666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 181131071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5858 HORTON STREET, #455 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 550-8300 MAIL ADDRESS: STREET 1: 5858 HORTON STREET, #455 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 wf-form4_153998403319099.xml FORM 4 X0306 4 2018-10-18 0 0001375151 ZOGENIX, INC. ZGNX 0001247666 FARR STEPHEN J C/O ZOGENIX, INC. 5858 HORTON STREET, SUITE 455 EMERYVILLE CA 94608 1 1 0 0 President and CEO Common Stock 2018-10-18 4 M 0 937 28 A 52687 D Common Stock 2018-10-18 4 F 0 740 41.35 D 51947 D Stock Option (Right to Buy) 28.0 2018-10-18 4 M 0 937 28 D 2018-10-20 Common Stock 937.0 0 D Represents a "net exercise" of outstanding stock options. The Reporting Person received 197 shares of common stock on net exercise of options to purchase 937 shares of common stock. The Reporting Person forfeited 740 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on October 18, 2018 of $41.35. The Option was granted on October 21, 2008 and 1/4 of the total number of shares of common stock subject to the option vested on October 21, 2009, and 1/48th of the total remaining number of shares of common stock subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service relationship on each such vesting date. /s/ Thomas Doyle, Attorney-in-fact for Stephen Farr 2018-10-19