0001375151-18-000070.txt : 20181004 0001375151-18-000070.hdr.sgml : 20181004 20181004160549 ACCESSION NUMBER: 0001375151-18-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181002 FILED AS OF DATE: 20181004 DATE AS OF CHANGE: 20181004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAST ERLE T CENTRAL INDEX KEY: 0001051411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 181107994 MAIL ADDRESS: STREET 1: C/O SPIROS DEVELOPMENT CORP II INC STREET 2: 7475 LUSK BLVD CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5858 HORTON STREET, #455 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 550-8300 MAIL ADDRESS: STREET 1: 5858 HORTON STREET, #455 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 wf-form4_153868353231566.xml FORM 4 X0306 4 2018-10-02 0 0001375151 ZOGENIX, INC. ZGNX 0001051411 MAST ERLE T C/O ZOGENIX, INC. 5858 HORTON STREET, SUITE 455 EMERYVILLE CA 94608 1 0 0 0 Common Stock 2018-10-02 4 M 0 1250 28 A 4277 D Common Stock 2018-10-02 4 M 0 218 20 A 4495 D Stock Option (Right to Buy) 28.0 2018-10-02 4 M 0 1250 0 D 2009-10-21 2018-10-21 Common Stock 1250.0 0 D Stock Option (Right to Buy) 20.0 2018-10-02 4 M 0 218 0 D 2010-09-01 2019-09-01 Common Stock 218.0 0 D /s/ Thomas Doyle, Attorney-in-fact for Erle T. Mast 2018-10-04