0001375151-18-000018.txt : 20180316 0001375151-18-000018.hdr.sgml : 20180316 20180316161750 ACCESSION NUMBER: 0001375151-18-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galer Bradley S. CENTRAL INDEX KEY: 0001594565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 18695817 MAIL ADDRESS: STREET 1: C/O ZOGENIX, INC. STREET 2: 12400 HIGH BLUFF DR., SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5858 HORTON STREET, #455 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 550-8300 MAIL ADDRESS: STREET 1: 5858 HORTON STREET, #455 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 wf-form4_152123145655120.xml FORM 4 X0306 4 2018-03-15 0 0001375151 ZOGENIX, INC. ZGNX 0001594565 Galer Bradley S. C/O ZOGENIX, INC. 5858 HORTON STREET, SUITE 455 EMERYVILLE CA 94608 0 1 0 0 EVP/Chief Medical Officer Stock Option (Right to Buy) 42.65 2018-03-15 4 A 0 37500 0 A 2028-03-15 Common Stock 37500.0 37500 D Restricted Stock Units 2018-03-15 4 A 0 6250 0 A Common Stock 6250.0 6250 D The option award shall vest in a series of forty-eight (48) successive, equal monthly installments beginning on April 15, 2018, subject to the reporting person's continued service with the Issuer on the applicable vesting dates. Each restricted stock unit represents a contingent right to receive one share of Zogenix common stock. The restricted stock units shall vest as to 1/4th of the original number of shares subject to the restricted stock unit award on the one-year anniversary of the date of grant, and thereafter as to 1/4th of the original number of shares subject to the restricted stock unit award on each of the following three anniversaries, subject to the reporting person's continued service with the Issuer on the applicable vesting dates. Not applicable. /s/ Thomas Doyle, Attorney-in-fact for Bradley Galer 2018-03-16