0001209191-14-036648.txt : 20140523
0001209191-14-036648.hdr.sgml : 20140523
20140523162900
ACCESSION NUMBER: 0001209191-14-036648
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140521
FILED AS OF DATE: 20140523
DATE AS OF CHANGE: 20140523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 650
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 259-1165
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 650
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOCK LOUIS C
CENTRAL INDEX KEY: 0001279735
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 14867524
MAIL ADDRESS:
STREET 1: C/O BANKAMERICA VENTURES
STREET 2: 950 TOWER LANE STE 700
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-05-21
0
0001375151
ZOGENIX, INC.
ZGNX
0001279735
BOCK LOUIS C
950 TOWER LANE, SUITE 700
FOSTER CITY
CA
94404
1
0
0
0
Stock Option (Right to Buy)
1.94
2014-05-21
4
A
0
50000
0.00
A
2024-05-21
Common Stock
50000
50000
I
See FN
The option vests in 12 equal monthly installments from May 21, 2014.
Pursuant to the policies of Scale Venture Partners II, LP and Scale Venture Management II, LLC (together "Scale Partners") and Scale Management LLC ("Scale Management") the Reporting Person is deemed to hold the reported option for the benefit of Scale Management, and must exercise the option solely at the direction of Scale Partners. Scale Management may be deemed the indirect beneficial owner of the option. The Reporting Person disclaims beneficial ownership of the option except to the extent of his pecuniary interest therein.
/s/ Louis Bock
2014-05-22