0001209191-12-032802.txt : 20120607 0001209191-12-032802.hdr.sgml : 20120607 20120607162033 ACCESSION NUMBER: 0001209191-12-032802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120606 FILED AS OF DATE: 20120607 DATE AS OF CHANGE: 20120607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOCK LOUIS C CENTRAL INDEX KEY: 0001279735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 12895106 MAIL ADDRESS: STREET 1: C/O BANKAMERICA VENTURES STREET 2: 950 TOWER LANE STE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-06-06 0 0001375151 ZOGENIX, INC. ZGNX 0001279735 BOCK LOUIS C 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 1 0 0 0 Stock Option (Right to Buy) 1.86 2012-06-06 4 A 0 35000 0.00 A 2022-06-05 Common Stock 35000 35000 I See FN The option vests in 12 equal monthly installments from June 6, 2012. Pursuant to the policies of Scale Management II, LLC ("Scale Management") and its affiliates, the Reporting Person, who is a member of Scale Management, is deemed to hold the reported security for the benefit of Scale Venture Partners II, L.P. ("Scale Partners") Scale Partners may be deemed the indirect beneficial owner of the security. The Reporting Person disclaims beneficial ownership of the security except to the extent of his pecuniary interest therein. /s/ Louis Bock 2012-06-07