0001209191-12-032802.txt : 20120607
0001209191-12-032802.hdr.sgml : 20120607
20120607162033
ACCESSION NUMBER: 0001209191-12-032802
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120606
FILED AS OF DATE: 20120607
DATE AS OF CHANGE: 20120607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOCK LOUIS C
CENTRAL INDEX KEY: 0001279735
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 12895106
MAIL ADDRESS:
STREET 1: C/O BANKAMERICA VENTURES
STREET 2: 950 TOWER LANE STE 700
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 650
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 259-1165
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 650
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
4
1
doc4.xml
FORM 4 SUBMISSION
X0305
4
2012-06-06
0
0001375151
ZOGENIX, INC.
ZGNX
0001279735
BOCK LOUIS C
950 TOWER LANE, SUITE 700
FOSTER CITY
CA
94404
1
0
0
0
Stock Option (Right to Buy)
1.86
2012-06-06
4
A
0
35000
0.00
A
2022-06-05
Common Stock
35000
35000
I
See FN
The option vests in 12 equal monthly installments from June 6, 2012.
Pursuant to the policies of Scale Management II, LLC ("Scale Management") and its affiliates, the Reporting Person, who is a member of Scale Management, is deemed to hold the reported security for the benefit of Scale Venture Partners II, L.P. ("Scale Partners") Scale Partners may be deemed the indirect beneficial owner of the security. The Reporting Person disclaims beneficial ownership of the security except to the extent of his pecuniary interest therein.
/s/ Louis Bock
2012-06-07