0001209191-12-024919.txt : 20120430 0001209191-12-024919.hdr.sgml : 20120430 20120430180918 ACCESSION NUMBER: 0001209191-12-024919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120427 FILED AS OF DATE: 20120430 DATE AS OF CHANGE: 20120430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOCK LOUIS C CENTRAL INDEX KEY: 0001279735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 12797127 MAIL ADDRESS: STREET 1: C/O BANKAMERICA VENTURES STREET 2: 950 TOWER LANE STE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12671 HIGH BLUFF DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12671 HIGH BLUFF DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-04-27 0 0001375151 ZOGENIX, INC. ZGNX 0001279735 BOCK LOUIS C 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 1 0 0 0 Stock Option (Right to Buy) 1.88 2012-04-27 4 A 0 50000 0.00 A 2022-04-27 Common Stock 50000 50000 D The option vests in 36 equal monthly installments beginning on April 27, 2012. Pursuant to the policies of Scale Venture Management II, LLC ("Scale Management") and its affiliates, the Reporting Person, who is a managing member of Scale Management, is deemed to hold the reported security for the benefit of Scale Venture Partners II, LP ("Scale Partners"). Scale Partners may be deemed the indirect beneficial owner of the security. The Reporting Person disclaims beneficial ownership of the security except to the extent of his pecuniary interest therein. /s/ Louis Bock 2012-04-30