0001209191-12-024919.txt : 20120430
0001209191-12-024919.hdr.sgml : 20120430
20120430180918
ACCESSION NUMBER: 0001209191-12-024919
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120427
FILED AS OF DATE: 20120430
DATE AS OF CHANGE: 20120430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOCK LOUIS C
CENTRAL INDEX KEY: 0001279735
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 12797127
MAIL ADDRESS:
STREET 1: C/O BANKAMERICA VENTURES
STREET 2: 950 TOWER LANE STE 700
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12671 HIGH BLUFF DRIVE
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 259-1165
MAIL ADDRESS:
STREET 1: 12671 HIGH BLUFF DRIVE
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
4
1
doc4.xml
FORM 4 SUBMISSION
X0305
4
2012-04-27
0
0001375151
ZOGENIX, INC.
ZGNX
0001279735
BOCK LOUIS C
950 TOWER LANE, SUITE 700
FOSTER CITY
CA
94404
1
0
0
0
Stock Option (Right to Buy)
1.88
2012-04-27
4
A
0
50000
0.00
A
2022-04-27
Common Stock
50000
50000
D
The option vests in 36 equal monthly installments beginning on April 27, 2012.
Pursuant to the policies of Scale Venture Management II, LLC ("Scale Management") and its affiliates, the Reporting Person, who is a managing member of Scale Management, is deemed to hold the reported security for the benefit of Scale Venture Partners II, LP ("Scale Partners"). Scale Partners may be deemed the indirect beneficial owner of the security. The Reporting Person disclaims beneficial ownership of the security except to the extent of his pecuniary interest therein.
/s/ Louis Bock
2012-04-30