0001209191-11-048748.txt : 20110922 0001209191-11-048748.hdr.sgml : 20110922 20110922165002 ACCESSION NUMBER: 0001209191-11-048748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110921 FILED AS OF DATE: 20110922 DATE AS OF CHANGE: 20110922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOCK LOUIS C CENTRAL INDEX KEY: 0001279735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 111103416 MAIL ADDRESS: STREET 1: C/O BANKAMERICA VENTURES STREET 2: 950 TOWER LANE STE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12671 HIGH BLUFF DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12671 HIGH BLUFF DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-09-21 0 0001375151 ZOGENIX, INC. ZGNX 0001279735 BOCK LOUIS C 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 1 0 0 0 Common Stock 2011-09-21 4 P 0 1250000 2.00 A 5321546 I See FN The securities are held directly by Scale Venture Partners II, LP ("Scale Partners"). The General Partner of Scale Partners is Scale Venture Management II, LLC ("Scale Management"). The Reporting Person is a member of Scale Management. The managing members of Scale Management share voting and investment power with respect to these securities. Each of the managing members of Scale Manangement disclaims beneficial ownership with respect to these securities except to the extent of his of her pecuniary interest therein. /s/ Louis Bock 2011-09-21