0001209191-11-048745.txt : 20110922
0001209191-11-048745.hdr.sgml : 20110922
20110922164720
ACCESSION NUMBER: 0001209191-11-048745
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110921
FILED AS OF DATE: 20110922
DATE AS OF CHANGE: 20110922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITCHELL KATE
CENTRAL INDEX KEY: 0001266275
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 111103407
MAIL ADDRESS:
STREET 1: 950 TOWER LANE
STREET 2: STE 700
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Driscoll Rory
CENTRAL INDEX KEY: 0001366969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 111103406
MAIL ADDRESS:
STREET 1: 950 TOWER LANE
STREET 2: SUITE 700
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wienbar Sharon L
CENTRAL INDEX KEY: 0001393556
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 111103405
MAIL ADDRESS:
STREET 1: SCALE VENTURE PARTNERS
STREET 2: 950 TOWER LANE, SUITE 700
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12671 HIGH BLUFF DRIVE
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 259-1165
MAIL ADDRESS:
STREET 1: 12671 HIGH BLUFF DRIVE
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scale Venture Partners II, LP
CENTRAL INDEX KEY: 0001314703
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 111103409
BUSINESS ADDRESS:
STREET 1: 950 TOWER LANE
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650.378.6050
MAIL ADDRESS:
STREET 1: 950 TOWER LANE
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
FORMER NAME:
FORMER CONFORMED NAME: BAVP VII LP
DATE OF NAME CHANGE: 20050119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scale Venture Management II, LLC
CENTRAL INDEX KEY: 0001367512
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 111103408
BUSINESS ADDRESS:
STREET 1: 950 TOWER LANE, SUITE 700
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650.378.6050
MAIL ADDRESS:
STREET 1: 950 TOWER LANE, SUITE 700
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
FORMER NAME:
FORMER CONFORMED NAME: BA Venture Partners VII, LLC
DATE OF NAME CHANGE: 20060626
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-09-21
1
0001375151
ZOGENIX, INC.
ZGNX
0001314703
Scale Venture Partners II, LP
950 TOWER LANE, SUITE 700
FOSTER CITY
CA
94404
0
0
0
1
Former 10% Holder
0001367512
Scale Venture Management II, LLC
950 TOWER LANE, SUITE 700
FOSTER CITY
CA
94404
0
0
0
1
Former 10% Holder
0001266275
MITCHELL KATE
950 TOWER LANE SUITE 700
FOSTER CITY
CA
94404
0
0
0
1
Former 10% Holder
0001366969
O'Driscoll Rory
450 TOWER LANE, SUITE 700
FOSTER CITY
CA
94404
0
0
0
1
Former 10% Holder
0001393556
Wienbar Sharon L
450 TOWER LANE, SUITE 700
FOSTER CITY
CA
94404
0
0
0
1
Former 10% Holder
Common Stock
2011-09-21
4
P
0
1250000
2.00
A
5321546
D
The securities are held directly by Scale Venture Partners II, LP ("Scale Partners"). The General Partner of Scale Partners is Scale Venture Management II, LLC ("Scale Management"). Kate Mitchell, Rory O'Driscoll and Sharon Wienbar are managing members of Scale Management and share voting and investment power with respect to these securities. Each of the managing members of Scale Management disclaims beneficial ownership with respect to these securities except to the extent of his or her respective proportionate pecuniary interest therein.
By: Scale Venture Management II, LLC, its General Partner, by: Kate Mitchell, Managing Member, /s/ Kate Mitchell
2011-09-21
By: Kate Mitchell, Managing Member, /s/ Kate Mitchell
2011-09-21
/s/ Kate Mitchell
2011-09-21
/s/ Rory O'Driscoll
2011-09-21
/s/ Sharon Wienbar
2011-09-21