0001181431-14-014066.txt : 20140326 0001181431-14-014066.hdr.sgml : 20140326 20140326215434 ACCESSION NUMBER: 0001181431-14-014066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140325 FILED AS OF DATE: 20140326 DATE AS OF CHANGE: 20140326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHOADS ANN D CENTRAL INDEX KEY: 0001250252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 14720009 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 rrd406324.xml RHOADS_FORM 4_2014 ANNUAL GRANT X0306 4 2014-03-25 0 0001375151 ZOGENIX, INC. ZGNX 0001250252 RHOADS ANN D C/O ZOGENIX, INC. 12400 HIGH BLUFF DR., SUITE 650 SAN DIEGO CA 92130 0 1 0 0 EVP, CFO, Treasurer & Sec. Right to buy stock 3.07 2014-03-25 2014-03-25 4 A 0 165000 0 A 2024-03-25 Common Stock 165000 1284000 D The option was granted on March 25, 2014 and vests in a series of forty-eight (48) successive, equal monthly installments beginning on March 25, 2014, subject to the Reporting Person's continued employment with the Company on each vesting date. /s/ Thomas Doyle, Attorney-In-Fact 2014-03-26