0001181431-13-063403.txt : 20131218 0001181431-13-063403.hdr.sgml : 20131218 20131218164634 ACCESSION NUMBER: 0001181431-13-063403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131217 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galer Bradley S. CENTRAL INDEX KEY: 0001594565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 131285700 MAIL ADDRESS: STREET 1: C/O ZOGENIX, INC. STREET 2: 12400 HIGH BLUFF DR., SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 rrd397747.xml GALER_FORM 4 X0306 4 2013-12-17 0 0001375151 ZOGENIX, INC. ZGNX 0001594565 Galer Bradley S. 12400 HIGH BLUFF DRIVE, SUITE 650 SAN DIEGO CA 92130 0 1 0 0 Chief Medical Officer Right to buy common stock 3.02 2013-12-17 2013-12-17 4 A 0 425000 0 A 2023-12-17 Common Stock 425000 425000 D The option was granted on December 17, 2013, which is the vesting commencement date. One-fourth of the shares subject to the option will vest on the first anniversary of the vesting commencement date, and the remaining shares subject to the option shall vest in thirty-six equal monthly installments over the three-year period thereafter, subject to the Reporting Person's continued employment with the Company on each vesting date. /s/ Thomas Doyle, Attorney-In-Fact 2013-12-18