0001181431-13-035809.txt : 20130619
0001181431-13-035809.hdr.sgml : 20130619
20130619192200
ACCESSION NUMBER: 0001181431-13-035809
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130618
FILED AS OF DATE: 20130619
DATE AS OF CHANGE: 20130619
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 650
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 259-1165
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 650
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOCK LOUIS C
CENTRAL INDEX KEY: 0001279735
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 13923076
MAIL ADDRESS:
STREET 1: C/O BANKAMERICA VENTURES
STREET 2: 950 TOWER LANE STE 700
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
4
1
rrd383926.xml
BOCK_2013 ANNUAL BOD GRANT
X0306
4
2013-06-18
0
0001375151
ZOGENIX, INC.
ZGNX
0001279735
BOCK LOUIS C
950 TOWER LANE
SUITE 700
FOSTER CITY
CA
94404
1
0
0
0
Right to buy stock
1.50
2013-06-18
2013-06-18
4
A
0
45000
0
A
2023-06-18
Common Stock
45000
155250
I
See Footnote 2
The option was granted on June 18, 2013 and vests in a series of twelve (12) successive, equal monthly installments beginning on June 18, 2013, subject to the Reporting Person's continued service to the Company on each vesting date.
Pursuant to the policies of Scale Venture Partners II, LP and Scale Venture Management II, LLC (together "Scale Partners") and Scale Management LLC ("Scale Management") the Reporting Person is deemed to hold the reported option for the benefit of Scale Management, and must exercise the option solely at the direction of Scale Partners. Scale Management may be deemed the indirect beneficial owner of the option. The Reporting Person disclaims beneficial ownership of the option to the extent of his pecuniary interest therein.
Vickie Reed, Attorney-in-fact
2013-06-19