0001181431-12-061479.txt : 20121130
0001181431-12-061479.hdr.sgml : 20121130
20121130185518
ACCESSION NUMBER: 0001181431-12-061479
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121129
FILED AS OF DATE: 20121130
DATE AS OF CHANGE: 20121130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shively Richard Scott
CENTRAL INDEX KEY: 0001438675
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 121235833
MAIL ADDRESS:
STREET 1: ALPHARMA PHARMACEUTICALS LLC
STREET 2: 440 ROUTE 22 EAST
CITY: BRIDGEWATER
STATE: NJ
ZIP: 08807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 650
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 259-1165
MAIL ADDRESS:
STREET 1: 12400 HIGH BLUFF DRIVE
STREET 2: SUITE 650
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
4
1
rrd361863.xml
S. SHIVELY GRANT
X0306
4
2012-11-29
0
0001375151
ZOGENIX, INC.
ZGNX
0001438675
Shively Richard Scott
12400 HIGH BLUFF DRIVE, SUITE 650
SAN DIEGO
CA
92130
0
1
0
0
Chief Commercial Officer
Right to buy stock
2.60
2012-11-29
2012-11-29
4
A
0
400000
0
D
2022-11-29
Common Stock
400000
400000
D
The option was granted on November 29, 2012 with a vesting commencement date of November 26, 2012 (the Effective Date). One-forth of the shares subject to the option shall vest on the first anniversary of the Effective Date, and the remaining shares subject to the option shall vest in thirty-six equal monthly installments over the three-year peiod thereafter, subject to the Reporting Person's continued employment with the Company on each vesting date.
/s/ Vickie Reed, Attorney-in-fact
2012-11-30