0001181431-12-061479.txt : 20121130 0001181431-12-061479.hdr.sgml : 20121130 20121130185518 ACCESSION NUMBER: 0001181431-12-061479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121129 FILED AS OF DATE: 20121130 DATE AS OF CHANGE: 20121130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shively Richard Scott CENTRAL INDEX KEY: 0001438675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 121235833 MAIL ADDRESS: STREET 1: ALPHARMA PHARMACEUTICALS LLC STREET 2: 440 ROUTE 22 EAST CITY: BRIDGEWATER STATE: NJ ZIP: 08807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 4 1 rrd361863.xml S. SHIVELY GRANT X0306 4 2012-11-29 0 0001375151 ZOGENIX, INC. ZGNX 0001438675 Shively Richard Scott 12400 HIGH BLUFF DRIVE, SUITE 650 SAN DIEGO CA 92130 0 1 0 0 Chief Commercial Officer Right to buy stock 2.60 2012-11-29 2012-11-29 4 A 0 400000 0 D 2022-11-29 Common Stock 400000 400000 D The option was granted on November 29, 2012 with a vesting commencement date of November 26, 2012 (the Effective Date). One-forth of the shares subject to the option shall vest on the first anniversary of the Effective Date, and the remaining shares subject to the option shall vest in thirty-six equal monthly installments over the three-year peiod thereafter, subject to the Reporting Person's continued employment with the Company on each vesting date. /s/ Vickie Reed, Attorney-in-fact 2012-11-30