0001181431-11-032951.txt : 20110526
0001181431-11-032951.hdr.sgml : 20110526
20110526172012
ACCESSION NUMBER: 0001181431-11-032951
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110524
FILED AS OF DATE: 20110526
DATE AS OF CHANGE: 20110526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12671 HIGH BLUFF DRIVE
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 259-1165
MAIL ADDRESS:
STREET 1: 12671 HIGH BLUFF DRIVE
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MINOCHERHOMJEE ARDA PHD
CENTRAL INDEX KEY: 0001288238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 11875302
MAIL ADDRESS:
STREET 1: C/O CHICAGO GROWTH PARTNERS
STREET 2: 303 W MADISON ST., SUITE 2500
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
rrd313328.xml
ARDA MINOCHERHOMJEE FORM 4 - 5/24/2011
X0303
4
2011-05-24
0
0001375151
ZOGENIX, INC.
ZGNX
0001288238
MINOCHERHOMJEE ARDA PHD
C/O CHICAGO GROWTH PARTNERS II, L.P.
303 W. MADISON AVENUE, SUITE 2500
CHICAGO
IL
60606
1
0
0
0
Director Option (right to buy)
3.87
2011-05-24
4
A
0
1750
0
A
2021-05-24
Common Stock
1750
1750
D
Director Option (right to buy)
3.87
2011-05-24
4
A
0
12500
0
A
2021-05-24
Common Stock
12500
12500
D
The Option was granted on May 24, 2011 and fifty percent is vested and immediately exercisable upon the date of grant, in whole or in part, at the election of the holder. The remaining fifty percent vests in a series of six (6) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued service as a director on each such vesting date.
The Option was granted on May 24, 2011 and vest in a series of twelve (12) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued service as a director on each such vesting date.
Pursuant to the policies of Chicago Growth Partners II, L.P. ("CGP") and its affiliates, the Reporting Person is deemed to hold the reported Option for the benefit of CGP, of which Chicago Growth Management II, LLC ("CGM II LLC") is the ultimate general partner, and must exercise the Option solely at the discretion of CGM II LLC. CGM II LLC may be deemed to be the indirect beneficial owner of the Option. The Reporting Person therefore disclaims beneficial ownership of the Option except to the extent of his pecuniary interest therein.
Trisha Millican, Attorney-in-fact
2011-05-26