0000899243-16-016118.txt : 20160316 0000899243-16-016118.hdr.sgml : 20160316 20160316161623 ACCESSION NUMBER: 0000899243-16-016118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160314 FILED AS OF DATE: 20160316 DATE AS OF CHANGE: 20160316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHOADS ANN D CENTRAL INDEX KEY: 0001250252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 161509894 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-14 0 0001375151 ZOGENIX, INC. ZGNX 0001250252 RHOADS ANN D C/O ZOGENIX, INC. 5858 HORTON STREET, #455 EMERYVILLE CA 94608 0 1 0 0 EVP, CFO, Treasurer & Sec. Stock Option (Right to Buy) 10.35 2016-03-14 4 A 0 60000 0.00 A 2026-03-13 Common Stock 60000 60000 D The option was granted on March 14, 2016 and vests in a series of forty-eight (48) successive, equal monthly installments beginning on March 14, 2016, subject to the reporting person's continued employment with the Company on each vesting date. /s/ Thomas Doyle, Attorney-in-fact 2016-03-16