0001140361-15-027872.txt : 20150717 0001140361-15-027872.hdr.sgml : 20150717 20150717132845 ACCESSION NUMBER: 0001140361-15-027872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150716 FILED AS OF DATE: 20150717 DATE AS OF CHANGE: 20150717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSB FINANCIAL CORP. CENTRAL INDEX KEY: 0001374783 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341981437 STATE OF INCORPORATION: X1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1902 LONG HILL ROAD CITY: MILLINGTON STATE: NJ ZIP: 07946 BUSINESS PHONE: 908 647-4000 MAIL ADDRESS: STREET 1: 1902 LONG HILL ROAD CITY: MILLINGTON STATE: NJ ZIP: 07946 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSSI FERDINAND J CENTRAL INDEX KEY: 0001378129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33246 FILM NUMBER: 15993384 MAIL ADDRESS: STREET 1: 1902 LONG HILL ROAD CITY: MILLINGTON STATE: NJ ZIP: 07946 4 1 doc1.xml FORM 4 X0306 4 2015-07-16 0 0001374783 MSB FINANCIAL CORP. MSBF 0001378129 ROSSI FERDINAND J 1902 LONG HILL ROAD MILLINGTON NJ 07946 1 0 0 0 Common Stock 2015-07-16 5 D 0 17771 D 0 D Stock Option (Right to Buy) 10.75 2015-07-16 5 D 0 19279 D 2009-05-09 2018-05-09 Common Stock 19279 0 D Pursuant to the Plan of Conversion and Reorganization of MSB Financial, MHC, each share of MSB Financial Corp. common stock was converted into and exchanged for 1.1397 shares of MSB Financial Corp., a Maryland corporation, common stock with cash to be paid in lieu of fractional shares. Pursuant to the Plan of Conversion and reorganization of MSB Financial, MHC, each option to acquire a share of MSB Financial Corp. common stock was converted into an option to acquire 1.1397 shares of MSB Financial Corp., a Maryland corporation, common stock and the exercise price was adjusted accordingly. /s/ Ferdinand J. Rossi 2015-07-17