0000899243-18-015557.txt : 20180607 0000899243-18-015557.hdr.sgml : 20180607 20180607173926 ACCESSION NUMBER: 0000899243-18-015557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180606 FILED AS OF DATE: 20180607 DATE AS OF CHANGE: 20180607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVERETT WENDY CENTRAL INDEX KEY: 0001742622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36510 FILM NUMBER: 18887556 MAIL ADDRESS: STREET 1: C/O ZAFGEN INC STREET 2: 175 PORTLAND STREET, 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAFGEN, INC. CENTRAL INDEX KEY: 0001374690 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 203857670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 617-622-4003 MAIL ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: ZAFGEN INC DATE OF NAME CHANGE: 20060906 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-06 0 0001374690 ZAFGEN, INC. ZFGN 0001742622 EVERETT WENDY C/O ZAFGEN, INC., 175 PORTLAND STREET BOSTON MA 02114 1 0 0 0 Stock Option (Right to Buy) 6.79 2018-06-06 4 A 0 20000 0.00 A 2028-06-06 Common Stock 20000 20000 D Stock Option (Right to Buy) 6.79 2018-06-06 4 A 0 40000 0.00 A 2028-06-06 Common Stock 40000 40000 D These options were issued under the nonemployee director compensation policy and will vest in full upon the earlier of June 6, 2019 or the date of the 2019 annual meeting of stockholders, subject to the director's continued service on the board of directors, provided that, all shares shall become fully vested upon a change in control of the Company. These options were issued under the nonemployee director compensation policy and will vest monthly over a three year period beginning on the grant date subject to the director's continued service on the board of directors, and provided that, all shares shall become fully vested upon a change in control of the Company. /s/ Shoaib Ghias, Attorney-In-Fact 2018-06-07