0000899243-16-017491.txt : 20160404 0000899243-16-017491.hdr.sgml : 20160404 20160404210130 ACCESSION NUMBER: 0000899243-16-017491 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160404 DATE AS OF CHANGE: 20160404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAFGEN, INC. CENTRAL INDEX KEY: 0001374690 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 203857670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 617-622-4003 MAIL ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: ZAFGEN INC DATE OF NAME CHANGE: 20060906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Thomas E. CENTRAL INDEX KEY: 0001611048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36510 FILM NUMBER: 161552851 MAIL ADDRESS: STREET 1: C/O ZAFGEN, INC. STREET 2: ONE BROADWAY, 8TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-31 0 0001374690 ZAFGEN, INC. ZFGN 0001611048 Hughes Thomas E. C/O ZAFGEN, INC. 175 PORTLAND STREET, 4TH FLOOR BOSTON MA 02114 1 1 0 0 Chief Executive Officer Stock Option (Right to Buy) 6.68 2016-03-31 4 A 0 249000 0.00 A 2026-03-31 Common Stock 249000 249000 D Stock Option (Right to Buy) 6.68 2016-03-31 4 A 0 124500 0.00 A 2026-03-31 Common Stock 124500 124500 D 25% of this option vests on March 31, 2017, and the remainder vests in equal monthly installments thereafter over 36 months. This option vests as follows: 25% on March 31, 2017; 25% on September 30, 2017; and 50% on March 31, 2018. /s/ Laurie Burlingame, Attorney-in-Fact 2016-04-04