0000899243-16-017487.txt : 20160404
0000899243-16-017487.hdr.sgml : 20160404
20160404210016
ACCESSION NUMBER: 0000899243-16-017487
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160401
FILED AS OF DATE: 20160404
DATE AS OF CHANGE: 20160404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAFGEN, INC.
CENTRAL INDEX KEY: 0001374690
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 203857670
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 175 PORTLAND STREET
STREET 2: 4TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02114
BUSINESS PHONE: 617-622-4003
MAIL ADDRESS:
STREET 1: 175 PORTLAND STREET
STREET 2: 4TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02114
FORMER COMPANY:
FORMER CONFORMED NAME: ZAFGEN INC
DATE OF NAME CHANGE: 20060906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daniel Thomas O
CENTRAL INDEX KEY: 0001538894
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36510
FILM NUMBER: 161552842
MAIL ADDRESS:
STREET 1: C/O CELGENE CORPORATION
STREET 2: 86 MORRIS AVENUE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-04-01
0
0001374690
ZAFGEN, INC.
ZFGN
0001538894
Daniel Thomas O
C/O ZAFGEN, INC.,
175 PORTLAND STREET, 4TH FLOOR
BOSTON
MA
02114
1
0
0
0
Stock Option (Right to Buy)
6.70
2016-04-01
4
A
0
24000
0.00
A
2026-04-01
Common Stock
24000
24000
D
Stock Option (Right to Buy)
6.70
2016-04-01
4
A
0
3841
0.00
A
2026-04-01
Common Stock
3841
3841
D
Stock option shall vest over a three-year period beginning on March 3, 2016 on a monthly basis in arrears, provided that as of each such vesting date, the Reporting Person continues to provide services to the Company. All unvested shares shall become fully vested upon a change in control of the Company.
The stock option was issued in lieu of cash fees under the Non-Employee Director Compensation Policy pursuant to a Non-Qualified Stock Option Agreement. 367 shares of the stock option shall be vested as of April 1, 2016 and the remaining stock option shall vest over the remainder of the 2016 calendar year starting from April 1, 2016 on a quarterly basis in arrears.
/s/ Laurie Burlingame (Attorney-In-Fact)
2016-04-04