0000899243-16-017487.txt : 20160404 0000899243-16-017487.hdr.sgml : 20160404 20160404210016 ACCESSION NUMBER: 0000899243-16-017487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160404 DATE AS OF CHANGE: 20160404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAFGEN, INC. CENTRAL INDEX KEY: 0001374690 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 203857670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 617-622-4003 MAIL ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: ZAFGEN INC DATE OF NAME CHANGE: 20060906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daniel Thomas O CENTRAL INDEX KEY: 0001538894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36510 FILM NUMBER: 161552842 MAIL ADDRESS: STREET 1: C/O CELGENE CORPORATION STREET 2: 86 MORRIS AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-01 0 0001374690 ZAFGEN, INC. ZFGN 0001538894 Daniel Thomas O C/O ZAFGEN, INC., 175 PORTLAND STREET, 4TH FLOOR BOSTON MA 02114 1 0 0 0 Stock Option (Right to Buy) 6.70 2016-04-01 4 A 0 24000 0.00 A 2026-04-01 Common Stock 24000 24000 D Stock Option (Right to Buy) 6.70 2016-04-01 4 A 0 3841 0.00 A 2026-04-01 Common Stock 3841 3841 D Stock option shall vest over a three-year period beginning on March 3, 2016 on a monthly basis in arrears, provided that as of each such vesting date, the Reporting Person continues to provide services to the Company. All unvested shares shall become fully vested upon a change in control of the Company. The stock option was issued in lieu of cash fees under the Non-Employee Director Compensation Policy pursuant to a Non-Qualified Stock Option Agreement. 367 shares of the stock option shall be vested as of April 1, 2016 and the remaining stock option shall vest over the remainder of the 2016 calendar year starting from April 1, 2016 on a quarterly basis in arrears. /s/ Laurie Burlingame (Attorney-In-Fact) 2016-04-04