0000899243-15-004906.txt : 20150916 0000899243-15-004906.hdr.sgml : 20150916 20150916214831 ACCESSION NUMBER: 0000899243-15-004906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150914 FILED AS OF DATE: 20150916 DATE AS OF CHANGE: 20150916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAFGEN, INC. CENTRAL INDEX KEY: 0001374690 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 203857670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 617-622-4003 MAIL ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: ZAFGEN INC DATE OF NAME CHANGE: 20060906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIM DENNIS D CENTRAL INDEX KEY: 0001456750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36510 FILM NUMBER: 151111271 MAIL ADDRESS: STREET 1: 3344 N. TORREY PINES CT. STREET 2: SUITE 200 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-14 0 0001374690 ZAFGEN, INC. ZFGN 0001456750 KIM DENNIS D C/O ZAFGEN, INC. 175 PORTLAND STREET, 4TH FLOOR BOSTON MA 02114 0 1 0 0 Chief Medical Officer Common Stock 2015-09-14 4 M 0 593 1.57 A 593 D Common Stock 2015-09-14 4 S 0 593 40.00 D 0 D Stock Option (Right to Buy) 1.57 2015-09-14 4 M 0 593 0.00 D 2021-10-10 Common Stock 593 142719 D 25% of this option vested on September 5, 2012, and the remainder vested in equal monthly installments thereafter over 36 months. /s/ Laurie Burlingame (Attorney-In-Fact) 2015-09-16