0001567619-21-010723.txt : 20210519 0001567619-21-010723.hdr.sgml : 20210519 20210519161138 ACCESSION NUMBER: 0001567619-21-010723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210517 FILED AS OF DATE: 20210519 DATE AS OF CHANGE: 20210519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bruss William F CENTRAL INDEX KEY: 0001374571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 21940410 MAIL ADDRESS: STREET 1: 11200 W PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2021-05-17 0 0001569994 Waterstone Financial, Inc. WSBF 0001374571 Bruss William F 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 COO / General Counsel Common Stock 2021-05-17 4 M 0 4125 12.75 A 30251 D Common Stock 2021-05-17 4 S 0 1923 20.10 D 28328 D Common Stock 2021-05-17 4 S 0 100 20.105 D 28228 D Commons Stock 2021-05-17 4 S 0 1892 20.11 D 26336 D Common Stock 2021-05-17 4 S 0 10 20.15 D 26326 D Common Stock 2021-05-17 4 S 0 200 20.185 D 26126 D Common Stock 2021-05-18 4 M 0 1544 12.75 A 27670 D Common Stock 2021-05-18 4 S 0 802 20.00 D 26868 D Common Stock 2021-05-18 4 S 0 50 20.005 D 26818 D Common Stock 2021-05-18 4 S 0 81 20.01 D 26737 D Common Stock 2021-05-18 4 S 0 100 20.015 D 26637 D Common Stock 2021-05-18 4 S 0 2 20.04 D 26635 D Common Stock 2021-05-18 4 S 0 200 20.045 D 26435 D Common Stock 2021-05-18 4 S 0 98 20.05 D 26337 D Common Stock 2021-05-18 4 S 0 191 20.07 D 26146 D Common Stock 2021-05-18 4 S 0 20 20.10 D 26126 D Common Stock 47170 I By ESOP Common Stock 14397 I By 401k Common Stock 21 I By Custodian Stock Options 12.75 2021-05-17 4 M 0 4125 0 D 2016-03-04 2025-03-04 Common Stock 4125 25875 D Stock Options 12.75 2021-05-18 4 M 0 1544 0 D 2016-03-04 2025-03-04 Common Stock 1544 24331 D /s/ Mark R. Gerke, Attorney-in-Fact 2021-05-19