0001140361-16-077880.txt : 20160825 0001140361-16-077880.hdr.sgml : 20160825 20160825173652 ACCESSION NUMBER: 0001140361-16-077880 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160825 FILED AS OF DATE: 20160825 DATE AS OF CHANGE: 20160825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bruss William F CENTRAL INDEX KEY: 0001374571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 161852382 MAIL ADDRESS: STREET 1: 11200 W PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2016-08-25 0 0001569994 Waterstone Financial, Inc. WSBF 0001374571 Bruss William F 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 COO / General Counsel Common Stock 2016-08-25 4 S 0 5 16.805 D 32912 D Common Stock 2016-08-25 4 S 0 105 16.81 D 32807 D Common Stock 2016-08-25 4 S 0 400 16.815 D 32407 D Common Stock 2016-08-25 4 S 0 200 16.82 D 34207 D Common Stock 2016-08-25 4 S 0 100 16.83 D 32107 D Common Stock 31363 I By ESOP Common Stock 12464 I By 401(k) plan Common Stock 21 I By Custodian Stock Options 1.73 2014-01-22 2022-01-04 Common Stock 38405 38405 D Stock Options 12.75 2016-03-04 2025-03-04 Common Stock 30000 30000 D /s/ William F. Bruss 2016-08-25