0001140361-14-025745.txt : 20140624 0001140361-14-025745.hdr.sgml : 20140624 20140616134113 ACCESSION NUMBER: 0001140361-14-025745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140612 FILED AS OF DATE: 20140616 DATE AS OF CHANGE: 20140616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bruss William F CENTRAL INDEX KEY: 0001374571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 14922365 MAIL ADDRESS: STREET 1: 11200 W PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2014-06-12 0 0001569994 Waterstone Financial, Inc. WSBF 0001374571 Bruss William F 11200 W PLANK COURT WAUWATOSA WI 53226 0 1 0 0 COO General Counsel Common Stock 2014-06-12 2014-06-12 4 S 0 700 10.90 D 27170 D Common Stock 12497 I by 401(k) plan Common Stock 21 I by Custodian Common Stock 24244 I By ESOP Stock Options 16.11 2014-01-22 2017-01-05 Common Stock 54865 54865 D Stock Options 1.73 2014-01-22 2022-01-04 Common Stock 38405 38405 D /s/ William F. Bruss, attorney in fact 2014-06-16