0001213900-21-067936.txt : 20211229
0001213900-21-067936.hdr.sgml : 20211229
20211229163009
ACCESSION NUMBER: 0001213900-21-067936
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211228
FILED AS OF DATE: 20211229
DATE AS OF CHANGE: 20211229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brog Timothy
CENTRAL INDEX KEY: 0001374187
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33834
FILM NUMBER: 211529178
MAIL ADDRESS:
STREET 1: C/O RUBICON TECHNOLOGY, INC.
STREET 2: 900 EAST GREEN STREET, UNIT A
CITY: BENSENVILLE
STATE: IL
ZIP: 60106
FORMER NAME:
FORMER CONFORMED NAME: Brog Timothy E
DATE OF NAME CHANGE: 20060829
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rubicon Technology, Inc.
CENTRAL INDEX KEY: 0001410172
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 364419301
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 EAST GREEN STREET
CITY: BENSENVILLE
STATE: IL
ZIP: 60106
BUSINESS PHONE: (847) 295-7000
MAIL ADDRESS:
STREET 1: 900 EAST GREEN STREET
CITY: BENSENVILLE
STATE: IL
ZIP: 60106
4
1
ownership.xml
X0306
4
2021-12-28
0
0001410172
Rubicon Technology, Inc.
RBCN
0001374187
Brog Timothy
C/O RUBICON TECHNOLOGY, INC.,
900 EAST GREEN ST.
BENSENVILLE
IL
60106
1
1
0
0
Chief Executive Officer
Restricted Stock Units
2021-12-28
4
A
0
25000
A
2025-12-28
Common Stock
25000
25000
D
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
One half of such units will vest if prior to December 28, 2025, the 15-trading day average closing price of the Company's common stock is greater than or equal to the target prices of $12.00 and $13.00, respectively.
Restricted stock units were granted as part of Mr. Brog's compensation as an employee of the Company.
/s/ Timothy E. Brog
2021-12-28