The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AGNICO EAGLE MINES LTD | COM | 008474108 | 1,054 | 13,239 | SH | DFND | 1 | 13,239 | 0 | 0 | |
| ALGONQUIN PWR UTILS CORP | COM | 015857105 | 475 | 32,678 | SH | DFND | 1 | 32,678 | 0 | 0 | |
| ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 1,029 | 1,000,000 | PRN | DFND | 1 | 1,000,000 | 0 | 0 | |
| AUTOZONE INC | COM | 053332102 | 236 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
| BANK MONTREAL QUE | COM | 063671101 | 2,081 | 35,634 | SH | DFND | 1 | 35,634 | 0 | 0 | |
| BANK NOVA SCOTIA B C | COM | 064149107 | 2,789 | 67,187 | SH | DFND | 1 | 67,187 | 0 | 0 | |
| BARRICK GOLD CORP | COM | 067901108 | 3,033 | 107,892 | SH | DFND | 1 | 107,892 | 0 | 0 | |
| BAUSCH HEALTH COS INC | COM | 071734107 | 266 | 17,108 | SH | DFND | 1 | 17,108 | 0 | 0 | |
| BCE INC | COM NEW | 05534B760 | 2,078 | 50,114 | SH | DFND | 1 | 50,114 | 0 | 0 | |
| BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 2,551 | 77,161 | SH | DFND | 1 | 77,161 | 0 | 0 | |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 778 | 16,338 | SH | DFND | 1 | 16,338 | 0 | 0 | |
| BROOKFIELD PROPERTY PARTRS L | UNIT LTD PARTN | G16249107 | 239 | 19,852 | SH | DFND | 1 | 19,852 | 0 | 0 | |
| CAMECO CORP | COM | 13321L108 | 221 | 21,916 | SH | DFND | 1 | 21,916 | 0 | 0 | |
| CANADIAN IMP BK COMM | COM | 136069101 | 1,846 | 24,703 | SH | DFND | 1 | 24,703 | 0 | 0 | |
| CANADIAN NAT RES LTD | COM | 136385101 | 1,024 | 63,986 | SH | DFND | 1 | 63,986 | 0 | 0 | |
| CANADIAN NATL RY CO | COM | 136375102 | 4,092 | 38,435 | SH | DFND | 1 | 38,435 | 0 | 0 | |
| CANADIAN PAC RY LTD | COM | 13645T100 | 2,288 | 7,516 | SH | DFND | 1 | 7,516 | 0 | 0 | |
| CANOPY GROWTH CORP | COM | 138035100 | 180 | 12,537 | SH | DFND | 1 | 12,537 | 0 | 0 | |
| CENOVUS ENERGY INC | COM | 15135U109 | 220 | 56,481 | SH | DFND | 1 | 56,481 | 0 | 0 | |
| CGI INC | CL A SUB VTG | 12532H104 | 860 | 12,691 | SH | DFND | 1 | 12,691 | 0 | 0 | |
| ENBRIDGE INC | COM | 29250N105 | 3,272 | 112,058 | SH | DFND | 1 | 112,058 | 0 | 0 | |
| FORTIS INC | COM | 349553107 | 1,048 | 25,646 | SH | DFND | 1 | 25,646 | 0 | 0 | |
| FRANCO NEV CORP | COM | 351858105 | 1,453 | 10,407 | SH | DFND | 1 | 10,407 | 0 | 0 | |
| GENERAL MTRS CO | COM | 37045V100 | 173 | 5,830 | SH | DFND | 1 | 5,830 | 0 | 0 | |
| GILDAN ACTIVEWEAR INC | COM | 375916103 | 212 | 10,777 | SH | DFND | 1 | 10,777 | 0 | 0 | |
| IMPERIAL OIL LTD | COM NEW | 453038408 | 148 | 12,372 | SH | DFND | 1 | 12,372 | 0 | 0 | |
| KINROSS GOLD CORP | COM | 496902404 | 612 | 69,346 | SH | DFND | 1 | 69,346 | 0 | 0 | |
| KIRKLAND LAKE GOLD LTD | COM | 49741E100 | 720 | 14,777 | SH | DFND | 1 | 14,777 | 0 | 0 | |
| MAGNA INTL INC | COM | 559222401 | 703 | 15,367 | SH | DFND | 1 | 15,367 | 0 | 0 | |
| MANULIFE FINL CORP | COM | 56501R106 | 1,496 | 107,550 | SH | DFND | 1 | 107,550 | 0 | 0 | |
| NEWMONT CORP | COM | 651639106 | 248 | 3,910 | SH | DFND | 1 | 3,910 | 0 | 0 | |
| NUTRIEN LTD | COM | 67077M108 | 1,238 | 31,553 | SH | DFND | 1 | 31,553 | 0 | 0 | |
| OPEN TEXT CORP | COM | 683715106 | 626 | 14,829 | SH | DFND | 1 | 14,829 | 0 | 0 | |
| PEMBINA PIPELINE CORP | COM | 706327103 | 646 | 30,437 | SH | DFND | 1 | 30,437 | 0 | 0 | |
| PROCTER AND GAMBLE CO | COM | 742718109 | 32 | 233 | SH | DFND | 1 | 233 | 0 | 0 | |
| REPUBLIC SVCS INC | COM | 760759100 | 236 | 2,530 | SH | DFND | 1 | 2,530 | 0 | 0 | |
| RESTAURANT BRANDS INTL INC | COM | 76131D103 | 935 | 16,251 | SH | DFND | 1 | 16,251 | 0 | 0 | |
| ROGERS COMMUNICATIONS INC | CL B | 775109200 | 798 | 20,117 | SH | DFND | 1 | 20,117 | 0 | 0 | |
| ROYAL BK CDA | COM | 780087102 | 5,537 | 78,948 | SH | DFND | 1 | 78,948 | 0 | 0 | |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 463 | 25,375 | SH | DFND | 1 | 25,375 | 0 | 0 | |
| SHOPIFY INC | CL A | 82509L107 | 6,151 | 6,013 | SH | DFND | 1 | 6,013 | 0 | 0 | |
| SUN LIFE FINANCIAL INC. | COM | 866796105 | 1,320 | 32,417 | SH | DFND | 1 | 32,417 | 0 | 0 | |
| SUNCOR ENERGY INC | NEW COM | 867224107 | 1,021 | 83,495 | SH | DFND | 1 | 83,495 | 0 | 0 | |
| SUNPOWER CORP | DBCV 0.875% 6/0 | 867652AJ8 | 185 | 190,000 | PRN | DFND | 1 | 190,000 | 0 | 0 | |
| TC ENERGY CORP | COM | 87807B107 | 2,189 | 52,097 | SH | DFND | 1 | 52,097 | 0 | 0 | |
| TECK RESOURCES LTD | CL B | 878742204 | 403 | 28,931 | SH | DFND | 1 | 28,931 | 0 | 0 | |
| TELUS CORPORATION | COM | 87971M103 | 1,247 | 70,806 | SH | DFND | 1 | 70,806 | 0 | 0 | |
| THOMSON REUTERS CORP. | COM NEW | 884903709 | 740 | 9,277 | SH | DFND | 1 | 9,277 | 0 | 0 | |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | 4,622 | 99,957 | SH | DFND | 1 | 99,957 | 0 | 0 | |
| ULTA BEAUTY INC | COM | 90384S303 | 269 | 1,200 | SH | DFND | 1 | 1,200 | 0 | 0 | |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 15 | 250 | SH | DFND | 1 | 250 | 0 | 0 | |
| WASTE CONNECTIONS INC | COM | 94106B101 | 1,506 | 14,508 | SH | DFND | 1 | 14,508 | 0 | 0 | |
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 583 | 610,000 | PRN | DFND | 1 | 610,000 | 0 | 0 | |
| WHEATON PRECIOUS METALS CORP | COM | 962879102 | 1,221 | 24,875 | SH | DFND | 1 | 24,875 | 0 | 0 | |